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MK

Michael K Killigrew

CRD# 4861545·Registered 2004 - 2025
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael K Killigrew was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 2004 - 2025. Michael had worked at 2 firms and has passed the Series 65, Series 3 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

22 years in the financial services industry

Current & Past Employments

PHASE THREE CAPITAL, LLC·CRD# 171016
RIA
Bainbridge Island, WA
March 31, 2016 - December 31, 2025
FIS BROKERAGE & SECURITIES SERVICES LLC·CRD# 104162
BD
Bolingbrook, IL
October 8, 2004 - July 12, 2005

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Current Firm

PT
PHASE THREE CAPITAL, LLC

PHASE THREE CAPITAL, LLC

CRD#: 171016

Contact Information

Main Address

9306 Ne Day Road E, Bainbridge Island, WA 98110

Phone Number

(781) 591-0947

# of Employees

0

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

2

AUM (Assets Under Management)

$700,000

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

FerryBridge Outfitters LLC, 2023 - Current Wholesale Sports Equipment and clothing, Non investment related. 0 Hours spent during trading hours. Manager Fusion Consulting LLC 2024 Marketing and Sales Consulting, non investement related. 0 hours spent during trading hours. Minority passive owner.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 2015About the Series 65 exam

Series 3 — National Commodity Futures Examination

Passed Sep 2016About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Oct 2004About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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