Michael K. Killigrew

PHASE THREE CAPITAL

Bainbridge Island, WA 98110

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CRD#: 4861545

Professional summary

Michael K Killigrew is a registered financial advisor currently at PHASE THREE CAPITAL, LLC located in Bainbridge Island, Washington.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Michael has worked at 2 firms and has passed the Series 65, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

FerryBridge Outfitters LLC, 2023 - Current Wholesale Sports Equipment and clothing, Non investment related. 0 Hours spent during trading hours. Manager Fusion Consulting LLC 2024 Marketing and Sales Consulting, non investement related. 0 hours spent during trading hours. Minority passive owner.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael K Killigrew's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 31, 2016 - Present

PHASE THREE CAPITAL, LLC

Office #1: 9306 Ne Day Road E, Bainbridge Island, WA 98110

RIA

CRD#: 171016

Bainbridge Island, WA

Past

October 8, 2004 - July 12, 2005

FIS BROKERAGE & SECURITIES SERVICES LLC

CRD#: 104162

BOLINGBROOK, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(3/31/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/26/2015

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 3

Date: 9/14/2016

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 10/7/2004

General Securities Representative Examination

Current Firm

PHASE THREE CAPITAL, LLC

CRD#: 171016 / SEC#:

Washington

Registered Investment Advisory firm - (3/31/2016 Approved)

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Contact information

Main Address

9306 Ne Day Road E, Bainbridge Island, WA 98110

Mailing Address

Phone number

(781) 591-0947

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	2
AUM (Assets Under Management)	$ 700,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael K. Killigrew

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael K Killigrew's CRS (Customer Relationship Summary).

Certified licenses

Experience

PHASE THREE CAPITAL, LLC

FIS BROKERAGE & SECURITIES SERVICES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/26/2015

Series 3

Date: 9/14/2016

Series 7

Date: 10/7/2004

Current Firm

PHASE THREE CAPITAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PHASE THREE CAPITAL, LLC

TRUST BUT VERIFY

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