Stephen J. Farrar

FG&G FINANCIAL SERVICES

Danvers, MA 01923

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CRD#: 4861314

Professional summary

Stephen Joseph Farrar, CFP® is a registered financial advisor currently at FG&G FINANCIAL SERVICES, LLC located in Danvers, Massachusetts.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Stephen has worked at 2 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Joseph Farrar's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1999

Experience

Current

January 13, 2009 - Present

FG&G FINANCIAL SERVICES, LLC

Office #1: 153 Andover Street Unit 108a, Danvers, MA 01923

RIA

CRD#: 149180

Danvers, MA

Past

June 16, 1999 - December 31, 2009

LIGHTSHIP FINANCIAL, LLC

RIA

CRD#: 132614

DANVERS, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(1/13/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

FG&G FINANCIAL SERVICES, LLC

CRD#: 149180 / SEC#:

Massachusetts

Registered Investment Advisory firm - (1/13/2009 Approved)

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Contact information

Main Address

153 Andover Street Unit 108a, Danvers, MA 01923

Mailing Address

Phone number

(978) 605-5030

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	30
AUM (Assets Under Management)	$ 13,842,067

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Stephen J. Farrar

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Joseph Farrar's CRS (Customer Relationship Summary).

Certified licenses

Experience

FG&G FINANCIAL SERVICES, LLC

LIGHTSHIP FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Current Firm

FG&G FINANCIAL SERVICES, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FG&G FINANCIAL SERVICES, LLC

TRUST BUT VERIFY

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