Michael C. Blumer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Christopher Blumer, who also goes by Christopher Blumer, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2004. Michael had worked at 12 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 15, 2023 - July 17, 2023
SPARTAN CAPITAL SECURITIES, LLC
December 13, 2019 - February 16, 2023
SW FINANCIAL
August 1, 2019 - December 6, 2019
WOODSTOCK FINANCIAL GROUP, INC.
October 29, 2015 - July 10, 2019
FIRST STANDARD FINANCIAL COMPANY LLC
November 6, 2014 - October 29, 2015
SOUTHEAST INVESTMENTS, N.C., INC.
June 21, 2012 - November 11, 2014
JOSEPH GUNNAR & CO. LLC
April 30, 2012 - June 22, 2012
BROOKSTONE SECURITIES, INC.
September 19, 2010 - April 30, 2012
J.P. TURNER & COMPANY, L.L.C.
July 8, 2009 - November 2, 2009
FIS BROKERAGE & SECURITIES SERVICES LLC
July 16, 2008 - July 7, 2009
E*TRADE SECURITIES LLC
April 11, 2008 - July 16, 2008
J.P. TURNER & COMPANY, L.L.C.
August 9, 2007 - April 7, 2008
MAXIM GROUP LLC
October 7, 2004 - December 19, 2005
JOSEPH STEVENS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SPARTAN CAPITAL SECURITIES, LLC
CRD#: 146251 / SEC#: , 8-67801
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SPARTAN CAPITAL HOLDINGS, LLC | OWNER | |
| BASIS, THEOLOGOS STAVROS | CHIEF COMPLIANCE OFFICER / AML OFFICER | 2574740 |
| DACOSTA, MAURICE MICHAEL | CFO / FINOP | 5500926 |
| HEILPERN, GERALD MARTIN | MUNICIPAL SECURITIES PRINCIPAL | 241803 |
| LOWRY, JOHN DENNIS | CEO/MANAGING MEMBER | 4336146 |
| MONCHIK, KIM MARIE | CAO | |
| SNOOZY, MARK JAMES | ROSFP | 2822325 |
Disclosures
| Regulatory Event | 8 |
| Civil Event | 1 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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