MN
Michael J. Nathanson
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CRD#: 4861134
MN
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Jeffrey Nathanson, who also goes by Michael J. Nathanson, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2009. Michael had worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Michael J. Nathanson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Member of BLB-BLB, LLC (d/b/a Scratchworks), a Kansas limited liability located at 5700 W. 112th St., Suite 500, Overland Park, KS 66211, effective as of May 30, 2017. ScratchWorks is a FinTech accelerator connecting innovative tech companies with investment and wealth management industry contacts; it is not in the business of providing investment advice or services to clients. Number of hours spent per month on ScratchWorks ranges from 0-3 hours a month, primarily during securities trading hours. Duties relating to Scratchworks include assisting with planning the annual accelerator event and judging entries. Advisory Council Member of Bento Engine Inc., located at 1771 Post Road East, Suite 123, Westport, CT 06880 , effective as of October 1, 2022. Bento Engine is an integrated content and technology solution that helps client-centric advisors deepen existing client relationships and convert more prospects faster.; it is not in the business of providing investment advice or services to clients. Number of hours spent per month on Bento Engine ranges from 0-2 hours a month, primarily during securities trading hours. Duties relating to Bento Engine include providing guidance to advisory council. Advisory Board Member of Real Assets Adviser, located at 2010 Crow Canyon Place, Suite 455 San Ramon, California 94583 U.S.A., effective as of August 1, 2023. Real Assets Adviser is a Book and Periodical Publishing company; it is not in the business of providing investment advice or services to clients. Number of hours spent per month on Real Assets Adviser ranges from 0-1 hours a month, primarily during securities trading hours. Duties relating to Real Assets Adviser include providing guidance to advisory board.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
January 6, 2012 - July 10, 2024
FOCUS PARTNERS WEALTH, LLC
RIA
CRD#: 159289
BOSTON, MA
Past
December 3, 2009 - December 21, 2011
THE COLONY GROUP, LLC
RIA
CRD#: 111806
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FOCUS PARTNERS WEALTH, LLC
ATLAS PRIVATE WEALTH MANAGEMENT | THE COLONY GROUP, LLC | THE COLONY GROUP OF MISSOURI, LLC | THE COLONY GROUP OF FLORIDA, LLC | NEIRG WEALTH MANAGEMENT | MID-CONTINENT CAPITAL | INTEROCEAN CAPITAL GROUP | HUNT VALLEY WEALTH | HOYLECOHEN | GYL FINANCIAL SYNERGIES | GW & WADE AT THE COLONY GROUP | GW & WADE | GRATUS CAPITAL | FOCUS PARTNERS WEALTH, LLC | D. K. BREDE INVESTMENT MANAGEMENT COMPANY, A FOCUS PARTNERS WEALTH COMPANY | D. K. BREDE INVESTMENT MANAGEMENT COMPANY | CONNECTUS PRIVATE | COLONY WEALTH MANAGEMENT, A DIVISION OF THE COLONY GROUP, LLC | COLONY INVESTMENT MANAGEMENT, A DIVISION OF THE COLONY GROUP, LLC | CHURCHILL MANAGEMENT GROUP | BUCKINGHAM STRATEGIC WEALTH
CRD#: 159289 / SEC#: 801-72862
RIA
Registered Investment Advisory firm - (12/7/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Current Firm
FOCUS PARTNERS WEALTH, LLC
ATLAS PRIVATE WEALTH MANAGEMENT | THE COLONY GROUP, LLC | THE COLONY GROUP OF MISSOURI, LLC | THE COLONY GROUP OF FLORIDA, LLC | NEIRG WEALTH MANAGEMENT | MID-CONTINENT CAPITAL | INTEROCEAN CAPITAL GROUP | HUNT VALLEY WEALTH | HOYLECOHEN | GYL FINANCIAL SYNERGIES | GW & WADE AT THE COLONY GROUP | GW & WADE | GRATUS CAPITAL | FOCUS PARTNERS WEALTH, LLC | D. K. BREDE INVESTMENT MANAGEMENT COMPANY, A FOCUS PARTNERS WEALTH COMPANY | D. K. BREDE INVESTMENT MANAGEMENT COMPANY | CONNECTUS PRIVATE | COLONY WEALTH MANAGEMENT, A DIVISION OF THE COLONY GROUP, LLC | COLONY INVESTMENT MANAGEMENT, A DIVISION OF THE COLONY GROUP, LLC | CHURCHILL MANAGEMENT GROUP | BUCKINGHAM STRATEGIC WEALTH
CRD#: 159289 / SEC#: 801-72862
RIA
Registered Investment Advisory firm - (12/7/2011 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
190 Carondelet Plaza Suite 600, St. Louis, MO 63105
Mailing Address
Phone number
(314) 725-0455
Established
Firm type
Fiscal year end
# of Employees
1,600
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,141 |
| AUM (Assets Under Management) | $ 95,889,888,426 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/20/2024 | ||
| 07/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
