Janice G. Gelgood
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Janice Gail Gelgood, who also goes by Janice Gail Gelgood-goni, was a registered financial professional .
Janice is a previously registered financial professional and started their career in finance in 2004. Janice had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 24, 2017 - December 31, 2017
FOREST SECURITIES,INC.
January 23, 2017 - December 31, 2017
AVELLINO FINANCIAL ADVISORS, INC.
March 8, 2016 - December 22, 2016
CENTAURUS FINANCIAL, INC.
January 20, 2014 - December 22, 2016
CENTAURUS FINANCIAL, INC.
April 2, 2013 - December 31, 2013
WESTERN INTERNATIONAL SECURITIES, INC.
April 16, 2009 - October 10, 2012
FIRST BROKERAGE AMERICA, L.L.C.
May 27, 2008 - March 13, 2009
WESTERN INTERNATIONAL SECURITIES, INC.
January 29, 2008 - June 20, 2008
FINANCIAL WEST GROUP
November 15, 2004 - February 8, 2006
ESSEX NATIONAL SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FOREST SECURITIES,INC.
CRD#: 16255 / SEC#: , 8-33568
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIVE TRIBAL ALLIANCE, LLC | SOLE SHAREHOLDER | |
| DUNNE, MICHAEL FITZGERALD | PRESIDENT/COO/FINOP/CCO | 1676474 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
