Ryan Michael Carlson
Professional Summary
Ryan Michael Carlson, who also goes by Ryan Carlson, is a registered financial advisor currently at CONTEGO CAPITAL GROUP, INC. located in Edina, Minnesota. Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Ryan has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Ryan Michael Carlson, Ryan Carlson
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Contact Information
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
22 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
CONTEGO CAPITAL ADVISORS, LLC | TCI FINANCIAL ADVISORS | RDA FINANCIAL ADVISORS, LLC | JAMIESON CAPITAL ADVISORS, LLC | JAMIESON CAPITAL ADVISORS | CONTEGO CAPITAL GROUP, INC.
Contact Information
Main Address
200 Southdale Center, Edina, MN 55435Phone Number
(952) 697-2579# of Employees
8SEC notice filing (3 States and Territories)
Registered to provide investment advisory services in 3 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
179AUM (Assets Under Management)
$87,999,479Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
CONTEGO CAPITAL ADVISORS, LLC | TCI FINANCIAL ADVISORS | RDA FINANCIAL ADVISORS, LLC | JAMIESON CAPITAL ADVISORS, LLC | JAMIESON CAPITAL ADVISORS | CONTEGO CAPITAL GROUP, INC.
State Registrations and Notice Filings
(3/25/2020)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Ryan Michael Carlson's CRS (Customer Relationship Summary).
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