Ryan M. Carlson

CONTEGO CAPITAL GROUP

Minneapolis, MN 55416

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CRD#: 4860984

Professional summary

Ryan Michael Carlson, who also goes by Ryan Carlson, is a registered financial advisor currently at CONTEGO CAPITAL GROUP, INC. located in Minneapolis, Minnesota.

Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Ryan has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ryan Carlson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RYAN CARLSON - SOLE PROPRIETOR; INVESTMENT RELATED; BISMARK, ND; INSURANCE PRODUCTS SALES AND SERIVCES; INDEPENDENT INSURANCE AGENT; JANUARY 2013; APPROXIMATELY 15% OF MR. CARLSON'S TIME IS SPENT ON THIS ACTIVITY EACH MONTH.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Michael Carlson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 25, 2020 - Present

CONTEGO CAPITAL GROUP, INC.

Office #1: 5354 Parkdale Drive Suite 103, Minneapolis, MN 55416

RIA

CRD#: 128518

Minneapolis, MN

Past

May 31, 2016 - August 28, 2018

CONTEGO CAPITAL GROUP, INC.

RIA

CRD#: 128518

Bismarck, ND

Past

February 10, 2015 - October 6, 2015

CONTEGO CAPITAL GROUP, INC.

RIA

CRD#: 128518

EDINA, MN

Past

Minnesota

Registered Investment Advisory firm - (8/29/2018 Terminated)

Montana

Registered Investment Advisory firm - (12/1/2015 Terminated)

North Dakota

Registered Investment Advisory firm - (8/28/2018 Terminated)

Texas

Registered Investment Advisory firm - (11/10/2004 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(3/25/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/8/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 2/5/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/3/2004

General Securities Representative Examination

Current Firm

CONTEGO CAPITAL GROUP, INC.

CRD#: 128518 / SEC#: 801-113844

RIA

Registered Investment Advisory firm - (8/17/2018 Approved)

Arizona

Registered Investment Advisory firm - (12/1/2015 Terminated)

Colorado

Registered Investment Advisory firm - (12/31/2015 Terminated)

Maryland

Registered Investment Advisory firm - (12/31/2015 Terminated)

Minnesota

Registered Investment Advisory firm - (8/29/2018 Terminated)

Montana

Registered Investment Advisory firm - (12/1/2015 Terminated)

North Dakota

Registered Investment Advisory firm - (8/28/2018 Terminated)

Texas

Registered Investment Advisory firm - (11/10/2004 Terminated)

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Contact information

Main Address

5354 Parkdale Drive Suite 103, Minneapolis, MN 55416

Mailing Address

Phone number

(952) 697-2570

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A & 2B (3/28/2025)

Regulatory assets under management

Total Number of Accounts	121
AUM (Assets Under Management)	$ 73,270,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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We're Here To Help

Advisor Monitoring

Firm Stability Insights

Ryan M. Carlson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Michael Carlson's CRS (Customer Relationship Summary).

Certified licenses

Experience

CONTEGO CAPITAL GROUP, INC.

CONTEGO CAPITAL GROUP, INC.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

OAKWOOD CAPITAL, INC.

OAKWOOD CAPITAL SECURITIES, INC.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

CONTEGO CAPITAL GROUP, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/8/2004

SIE

Date: 2/5/2015

Series 7

Date: 11/3/2004

Current Firm

CONTEGO CAPITAL GROUP, INC.

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CONTEGO CAPITAL GROUP, INC.

TRUST BUT VERIFY

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