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For Advisors
AF

Andrew J. Federico

FINANCIAL FREEDOM
Rochester, NY
Some features on this profile are disabled
CRD#: 4860854
AF

Professional summary

Andrew Joseph Federico III, CFP®, who also goes by Andrew Joseph Federico, Andrew Federico, is a registered financial advisor currently at FINANCIAL FREEDOM located in Rochester, New York.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Andrew has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Andrew Joseph Federico | Andrew Federico

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Joseph Federico III's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Current

March 13, 2026 - Present

FINANCIAL FREEDOM

RIA
CRD#: 118772
Rochester, NY
Past

July 30, 2025 - November 18, 2025

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD
CRD#: 39543
White Plains, NY
Past

August 2, 2021 - July 30, 2025

LION STREET FINANCIAL, LLC

BD
CRD#: 165828
WHITE PLAINS, NY
Past

May 11, 2021 - December 19, 2025

MADISON ADVISORY SERVICES, INC.

RIA
CRD#: 132386
WHITE PLAINS, NY
Past

November 14, 2016 - August 5, 2021

OSAIC WEALTH, INC.

RIA
CRD#: 23131
WHITE PLAINS, NY
Past

October 11, 2005 - August 5, 2021

OSAIC WEALTH, INC.

BD
CRD#: 23131
WHITE PLAINS, NY
Past

October 13, 2004 - January 10, 2005

FORESTERS FINANCIAL SERVICES, INC.

BD
CRD#: 305
EDISON, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FINANCIAL FREEDOM
FINANCIAL FREEDOM
FINANCIAL FREEDOM | OSGOOD, ALLEN AGLE | FINANCIAL FREEDOM, LLC | FINANCIAL FREEDOM OHIO, LLC

CRD#: 118772 / SEC#: 801-63647

RIA
Registered Investment Advisory firm - (1/3/2005 Approved)
Florida
Registered Investment Advisory firm - (4/14/2005 Terminated)
Maine
Registered Investment Advisory firm - (4/14/2005 Terminated)
Ohio
Registered Investment Advisory firm - (4/14/2005 Terminated)
Pennsylvania
Registered Investment Advisory firm - (4/14/2005 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(3/13/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/23/2006
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/18/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/6/2006
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 10/12/2004
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/21/2012
General Securities Principal Examination

Current Firm

FINANCIAL FREEDOM
FINANCIAL FREEDOM
FINANCIAL FREEDOM | OSGOOD, ALLEN AGLE | FINANCIAL FREEDOM, LLC | FINANCIAL FREEDOM OHIO, LLC

CRD#: 118772 / SEC#: 801-63647

RIA
Registered Investment Advisory firm - (1/3/2005 Approved)
Florida
Registered Investment Advisory firm - (4/14/2005 Terminated)
Maine
Registered Investment Advisory firm - (4/14/2005 Terminated)
Ohio
Registered Investment Advisory firm - (4/14/2005 Terminated)
Pennsylvania
Registered Investment Advisory firm - (4/14/2005 Terminated)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
8044 Montgomery Road Suite 700, Cincinnati, OH 45236
Mailing Address
Phone number
(513) 697-6400
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FINANCIAL FREEDOM, LLC PART 2 BROCHURE (3/21/2025)

Regulatory assets under management

Total Number of Accounts793
AUM (Assets Under Management)$ 407,111,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FINANCIAL FREEDOM

FINANCIAL FREEDOM

CRD#: 118772Rochester, NY

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