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JS

Jeanette S. Stofleth

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CRD#: 4860748
JS
Jeanette Susan Stofleth

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jeanette Susan Stofleth, who also goes by Jeanette S Stofleth, Jeanette Stofleth, was a registered financial professional .

Jeanette is a previously registered financial professional and started their career in finance in 2004. Jeanette had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Aliases

Jeanette S Stofleth | Jeanette Stofleth

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

August 2, 2022 - July 7, 2026

CHELSEA FINANCIAL SERVICES

BD
CRD#: 47770
STATEN ISLAND, NY
Past

August 1, 2022 - July 7, 2026

CHELSEA ADVISORY SERVICES, INC

RIA
CRD#: 150791
Tacoma, WA
Past

March 29, 2022 - June 29, 2022

SB ADVISORY, LLC

RIA
CRD#: 154680
Kirkland, WA
Past

March 23, 2022 - June 29, 2022

SAN BLAS SECURITIES LLC

BD
CRD#: 290605
CHICAGO, IL
Past

January 1, 2021 - January 14, 2022

CETERA INVESTMENT ADVISERS LLC

RIA
CRD#: 105644
TACOMA, WA
Past

October 26, 2020 - January 14, 2022

CETERA INVESTMENT SERVICES LLC

BD
CRD#: 15340
TACOMA, WA
Past

April 18, 2016 - October 29, 2020

MORGAN STANLEY

RIA
CRD#: 149777
SEATTLE, WA
Past

April 18, 2016 - October 29, 2020

MORGAN STANLEY

BD
CRD#: 149777
SEATTLE, WA
Past

January 7, 2010 - April 18, 2016

KEY INVESTMENT SERVICES LLC

RIA
CRD#: 136300
SEATTLE, WA
Past

January 7, 2010 - April 18, 2016

KEY INVESTMENT SERVICES LLC

BD
CRD#: 136300
SEATTLE, WA
Past

May 2, 2009 - January 11, 2010

CHASE INVESTMENT SERVICES CORP.

RIA
CRD#: 25574
MESA, AZ
Past

May 2, 2009 - January 11, 2010

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
MESA, AZ
Past

March 5, 2009 - May 2, 2009

WAMU INVESTMENTS, INC.

RIA
CRD#: 599
MESA, AZ
Past

May 10, 2006 - May 2, 2009

WAMU INVESTMENTS, INC.

BD
CRD#: 599
MESA, AZ
Past

December 13, 2004 - May 9, 2006

WAMU INVESTMENTS, INC.

BD
CRD#: 599
SEATTLE, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 3/4/2009
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 12/13/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/22/2008
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 12/9/2004
Investment Company Products/Variable Contracts Representative Examination

Current Firm

CF
CHELSEA FINANCIAL SERVICES
CHELSEA FINANCIAL SERVICES | DBA CHELSEA FINANCIAL SERVICES | CHELSEA MORGAN SECURITIES, INC.

CRD#: 47770 / SEC#: , 8-51916

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information

Main Address
242 Main Street, Staten Island, NY 10307
Mailing Address
242 Main Street, Staten Island, NY 10307
Phone number
(718) 967-8400
Established
New York since 05/05/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PISAPIA, JOHN THOMASPRESIDENT2336216
SEBOLD, STEPHEN RAPHAELCHIEF COMPLIANCE OFFICER2453748

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CHELSEA FINANCIAL SERVICES

CRD#: 47770

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