Jeanette S. Stofleth

CHELSEA ADVISORY SERVICES

Tacoma, WA

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CRD#: 4860748

Professional summary

Jeanette Susan Stofleth, who also goes by Jeanette S Stofleth, Jeanette Stofleth, is a registered financial advisor currently at CHELSEA ADVISORY SERVICES, INC located in Tacoma, Washington and CHELSEA FINANCIAL SERVICES located in Staten Island, New York.

Jeanette is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Jeanette has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeanette S Stofleth | Jeanette Stofleth

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeanette Susan Stofleth's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 1, 2022 - Present

CHELSEA ADVISORY SERVICES, INC

RIA

CRD#: 150791

Tacoma, WA

Current

August 2, 2022 - Present

CHELSEA FINANCIAL SERVICES

Office #1: 242 Main Street, Staten Island, NY 10307

CRD#: 47770

Staten Island, NY

Past

March 29, 2022 - June 29, 2022

SB ADVISORY, LLC

RIA

CRD#: 154680

Kirkland, WA

Past

March 23, 2022 - June 29, 2022

SAN BLAS SECURITIES LLC

CRD#: 290605

CHICAGO, IL

Past

January 1, 2021 - January 14, 2022

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

TACOMA, WA

Past

October 26, 2020 - January 14, 2022

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

TACOMA, WA

Past

April 18, 2016 - October 29, 2020

MORGAN STANLEY

RIA

CRD#: 149777

SEATTLE, WA

Past

April 18, 2016 - October 29, 2020

MORGAN STANLEY

CRD#: 149777

SEATTLE, WA

Past

January 7, 2010 - April 18, 2016

KEY INVESTMENT SERVICES LLC

RIA

CRD#: 136300

SEATTLE, WA

Past

January 7, 2010 - April 18, 2016

KEY INVESTMENT SERVICES LLC

CRD#: 136300

SEATTLE, WA

Past

May 2, 2009 - January 11, 2010

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

MESA, AZ

Past

May 2, 2009 - January 11, 2010

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

MESA, AZ

Past

March 5, 2009 - May 2, 2009

WAMU INVESTMENTS, INC.

RIA

CRD#: 599

MESA, AZ

Past

May 10, 2006 - May 2, 2009

WAMU INVESTMENTS, INC.

CRD#: 599

MESA, AZ

Past

December 13, 2004 - May 9, 2006

WAMU INVESTMENTS, INC.

CRD#: 599

SEATTLE, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CHELSEA ADVISORY SERVICES, INC

CRD#: 150791 / SEC#: 801-112349

RIA

Registered Investment Advisory firm - (1/19/2018 Approved)

California

Registered Investment Advisory firm - (2/23/2018 Terminated)

Connecticut

Registered Investment Advisory firm - (1/25/2018 Terminated)

Georgia

Registered Investment Advisory firm - (3/29/2018 Terminated)

Nevada

Registered Investment Advisory firm - (2/28/2018 Terminated)

New Jersey

Registered Investment Advisory firm - (2/6/2018 Terminated)

New York

Registered Investment Advisory firm - (1/24/2018 Terminated)

Pennsylvania

Registered Investment Advisory firm - (1/25/2018 Terminated)

South Carolina

Registered Investment Advisory firm - (1/24/2018 Terminated)

Texas

Registered Investment Advisory firm - (1/24/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(8/18/2022)

California
(8/2/2022)

Florida
(8/29/2022)

Illinois
(8/24/2022)

IAR

Washington
(8/1/2022)

Washington
(8/2/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/4/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/13/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/22/2008

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/9/2004

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CHELSEA ADVISORY SERVICES, INC

CRD#: 150791 / SEC#: 801-112349

RIA

Registered Investment Advisory firm - (1/19/2018 Approved)

California

Registered Investment Advisory firm - (2/23/2018 Terminated)

Connecticut

Registered Investment Advisory firm - (1/25/2018 Terminated)

Georgia

Registered Investment Advisory firm - (3/29/2018 Terminated)

Nevada

Registered Investment Advisory firm - (2/28/2018 Terminated)

New Jersey

Registered Investment Advisory firm - (2/6/2018 Terminated)

New York

Registered Investment Advisory firm - (1/24/2018 Terminated)

Pennsylvania

Registered Investment Advisory firm - (1/25/2018 Terminated)

South Carolina

Registered Investment Advisory firm - (1/24/2018 Terminated)

Texas

Registered Investment Advisory firm - (1/24/2018 Terminated)

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Contact information

Main Address

242 Main Street, Staten Island, NY 10307

Mailing Address

Phone number

(718) 967-8400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CHELSEA ADVISORY ADV 2A - FEBRUARY 2026 (2/18/2026)

Regulatory assets under management

Total Number of Accounts	547
AUM (Assets Under Management)	$ 147,350,970

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jeanette S. Stofleth

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeanette Susan Stofleth's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHELSEA ADVISORY SERVICES, INC

CHELSEA FINANCIAL SERVICES

SB ADVISORY, LLC

SAN BLAS SECURITIES LLC

CETERA INVESTMENT ADVISERS LLC

CETERA INVESTMENT SERVICES LLC

MORGAN STANLEY

MORGAN STANLEY

KEY INVESTMENT SERVICES LLC

KEY INVESTMENT SERVICES LLC

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

WAMU INVESTMENTS, INC.

WAMU INVESTMENTS, INC.

WAMU INVESTMENTS, INC.

Primary Firm SEC Registration

CHELSEA ADVISORY SERVICES, INC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/4/2009

Series 63

Date: 12/13/2004

SIE

Date: 10/1/2018

Series 7

Date: 9/22/2008

Series 6

Date: 12/9/2004

FINRA

Current Firm

CHELSEA ADVISORY SERVICES, INC

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CHELSEA ADVISORY SERVICES, INC

TRUST BUT VERIFY

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