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MD

Mark V. Dow

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CRD#: 4860670
MD

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Mark Vincent Dow was a registered financial professional .

Mark is a previously registered financial professional and started their career in finance in 2004. Mark had worked at 1 firm and has passed the Series 66 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
PRESIDENT OF O'CONNOR & DREW P.C., CERTIFIED PUBLIC ACCOUNTANTS. 25 BRAINTREE HILL OFFICE PARK SUITE 102 BRAINTREE MA 02184. THIS IS A CPA FIRM THAT PROVIDES AUDIT AND TAX SERVICES TO CLIENTS. I DEVOTE APPROXIMATELY 180 HOURS PER MONTH TO THE CPA FIRM.

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 27, 2010 - August 14, 2023

OCD FINANCIAL GROUP, LLC

RIA
CRD#: 128830
BRAINTREE, MA
Past

September 24, 2004 - December 31, 2009

OCD FINANCIAL GROUP, LLC

RIA
CRD#: 128830
QUINCY, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/24/2000
Uniform Combined State Law Examination

Current Firm

OF
OCD FINANCIAL GROUP, LLC
OCD FINANCIAL GROUP, LLC

CRD#: 128830 / SEC#:

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Contact information

Main Address
25 Braintree Hill Office Park Suite 407, Braintree, MA 02184
Mailing Address
Phone number
(781) 801-8896
Established
Firm type
Fiscal year end
# of Employees
0

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OCD FINANCIAL GROUP, LLC

CRD#: 128830

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