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Robert L. Aguilar

CABRERA CAPITAL MARKETS
Chicago, IL 60606
Some features on this profile are disabled
CRD#: 4860643
RA

Professional summary

Robert Luis Aguilar is a registered financial professional currently at CABRERA CAPITAL MARKETS, LLC located in Chicago, Illinois.

Robert is registered as a RR (Registered Representative) and started their career in finance in 2007. Robert has worked at 3 firms and has passed the Series 65, Series 63, Series 52TO, Series 79TO, Series 99TO, Series 50, Series 57TO, SIE, Series 87, Series 3, Series 7, Series 54, Series 53, Series 27 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Luis Aguilar's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 14, 2004 - Present

CABRERA CAPITAL MARKETS, LLC

Office #1: 227 W. Monroe St. Suite 3000, Chicago, IL 60606Office #2: 1968 Bayshore Boulevard Unit #110, Dunedin, FL 34698Office #3: 1230 Avenue Of The Americas Ste. 1902, New York, NY 10020Office #4: 227 W. Monroe St. Suite 3000, Chicago, IL 60606Office #5: 50 South 16th Street Suite 1700, Philadelphia, PA 19102
BD
CRD#: 10081
Chicago, IL
Past

August 1, 2007 - April 23, 2009

CABRERA MMI, LLC

RIA
CRD#: 144124
CHICAGO, IL
Past

January 11, 2007 - April 27, 2007

CABRERA ASSET MANAGEMENT, INC.

RIA
CRD#: 119296
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(12/2/2004)
RR
Illinois
(12/2/2004)
RR
Massachusetts
(4/5/2022)
RR
New York
(12/2/2004)
RR
Pennsylvania
(12/2/2004)
RR
Texas
(12/2/2004)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/5/2007
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 12/1/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 50
Date: 1/10/2022
Municipal Advisor Representative Qualification Exam
General Industry/Product Exam
RR
Series 57TO
Date: 11/19/2018
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 87
Date: 9/9/2009
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 3
Date: 12/12/2006
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 10/13/2004
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 54
Date: 2/17/2022
Municipal Advisor Principal Qualification Examination
Principal/Supervisory Exam
RR
Series 53
Date: 5/8/2014
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 27
Date: 8/7/2006
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/1/2005
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CC
CABRERA CAPITAL MARKETS, LLC
CABRERA CAPITAL MARKETS, INC. | FIRST SECURITIES CORPORATION | CABRERA CAPITAL MARKETS, LLC

CRD#: 10081 / SEC#: , 8-26406

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
227 W. Monroe St. Suite 3000, Chicago, IL 60606
Mailing Address
227 W. Monroe St. Suite 3000, Chicago, IL 60606
Phone number
(312) 236-8888
Established
Delaware since 04/10/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (30 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CABRERA CAPITAL, LLCOWNER
RCF-CABRERA HOLDINGS, INC.OWNER
AGUILAR, ROBERT LUISPRESIDENT4860643
CABRERA, MARTIN [NMN] JRCEO2504167
WORF, JEFF ALLENCHIEF COMPLIANCE OFFICER1416591

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CABRERA CAPITAL MARKETS, LLC

CRD#: 10081Chicago, IL 60606

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