Marcelo I. Jacir
Professional summary
Marcelo Ivan Jacir was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Marcelo is a previously registered financial advisor and started their career in finance in 2005. Prior to being barred, Marcelo had worked at 4 firms, which includes MORGAN KEEGAN & COMPANY LLC, MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED, AMERIPRISE FINANCIAL SERVICES LLC, IDS LIFE INSURANCE COMPANY.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 29, 2009 - August 4, 2010
MORGAN KEEGAN & COMPANY, LLC
April 29, 2009 - August 4, 2010
MORGAN KEEGAN & COMPANY, LLC
June 20, 2006 - April 29, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 19, 2006 - April 29, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 3, 2005 - May 11, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
January 1, 2005 - May 11, 2006
IDS LIFE INSURANCE COMPANY
January 1, 2005 - May 11, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MORGAN KEEGAN & COMPANY, LLC
CRD#: 4161 / SEC#: 801-19665, 8-15001
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RAYMOND JAMES FINANCIAL, INC. | PARENT | |
| BARKLEY, JOSEPH CLARENCE | OPERATIONS MANAGER - MANAGING DIRECTOR | 1373033 |
| BEAUPREZ, JACQUELINE ANN | CHIEF COMPLIANCE OFFICER / BROKER DEALER | 4075012 |
| CARSON, JOHN CONGLETON JR | CEO | 1307784 |
| FRANZ, RICHARD BONAFIELD II | CHIEF FINANCIAL OFFICER & TREASURER | 1402348 |
| MATECKI, PAUL LOUIS | GENERAL COUNSEL | 1173122 |
Disclosures
| Regulatory Event | 86 |
| Civil Event | 9 |
| Arbitration | 173 |
Red Flags
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