George Belesis
Professional summary
George Belesis was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
George is a previously registered financial professional and started their career in finance in 2005. Prior to being barred, George had worked at 4 firms, which includes PORTFOLIO ADVISORS ALLIANCE LLC, JOHN THOMAS FINANCIAL, JOSEPH GUNNAR & CO. LLC, S.W. BACH & COMPANY.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 19, 2013 - October 21, 2019
PORTFOLIO ADVISORS ALLIANCE, LLC
January 12, 2007 - June 19, 2013
JOHN THOMAS FINANCIAL
January 3, 2006 - January 12, 2007
JOSEPH GUNNAR & CO. LLC
March 28, 2005 - December 15, 2005
S.W. BACH & COMPANY
State Registrations and Notice Filings
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Exams
Current Firm
PORTFOLIO ADVISORS ALLIANCE, LLC
CRD#: 101680 / SEC#: , 8-52125
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
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