Ryan A. Morse
Professional summary
Ryan Andrew Morse, who also goes by Ryan Andrew Morse, is a registered financial professional currently at NATIONAL FINANCIAL SERVICES LLC located in Smithfield, Rhode Island.
Ryan is registered as a RR (Registered Representative) and started their career in finance in 2004. Ryan has worked at 6 firms and has passed the Series 66, SIE, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ryan Andrew Morse's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 17, 2014 - Present
NATIONAL FINANCIAL SERVICES LLC
Office #1: 900 Salem Street, Smithfield, RI 02917August 2, 2013 - November 22, 2013
FIDELITY BROKERAGE SERVICES LLC
April 27, 2012 - July 2, 2013
NATIONAL FINANCIAL SERVICES LLC
December 8, 2011 - January 12, 2012
COMMONWEALTH FINANCIAL NETWORK
December 8, 2011 - January 12, 2012
COMMONWEALTH FINANCIAL NETWORK
October 23, 2009 - November 9, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 23, 2009 - November 9, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 8, 2006 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
February 8, 2006 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
November 11, 2004 - November 23, 2005
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
NATIONAL FINANCIAL SERVICES LLC
CRD#: 13041 / SEC#: 801-50706, 8-26740
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | SOLE MEMBER | |
| ADAMS, ROBERT JOHN | CHIEF OPERATIONS OFFICER/ELECTED MANAGER | 1291582 |
| CRUPI, KAREN MICHELE | CHIEF LEGAL OFFICER | 2982229 |
| DEPOALO, RONALD EDWARD | PRESIDENT | 5995085 |
| DYER, JANET MARIE | CHIEF COMPLIANCE OFFICER | 3186352 |
| RHODES, NOAH BUTLER | CHIEF FINANCIAL OFFICER | 6546392 |
| TESAURO, THOMAS JOHN | ELECTED MANAGER | 1862532 |
Disclosures
| Regulatory Event | 47 |
| Civil Event | 1 |
| Arbitration | 14 |
Red Flags
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Company Information
NATIONAL FINANCIAL SERVICES LLC
CRD#: 13041Smithfield, RI 02917TRUST BUT VERIFY
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