Robert S. Harkson
ADVISORY ALPHA
GIG HARBOR, WA 98335
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CRD#: 4860256
Professional summary
Robert Severin Harkson, CFP® is a registered financial advisor currently at ADVISORY ALPHA, LLC located in Gig Harbor, Washington.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Robert has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 6 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) I ALSO AM COLLECTING TRAIL COMMISSIONS FOR GENWORTH LTCI POLICIES ISSUED WHEN I WAS A PART OF THE NATIONAL FIELD FORCE. IT IS NOT INVESTMENT RELATED. STARTED MARCH 2004. GENWORTH'S ADDRESS IS PO BOX 40008 LYNCHBURG VA 24501. THESE TRAIL COMMISSIONS TOTAL APPROXIMATELY $360 PER YEAR. 0 HOURS PER MONTH AND 0 DURING TRADING HOURS.
2) RENTAL PROPERTY, NOT INVESTMENT RELATED, SAME AS APPLICANT HOME ADDRESS, RENTAL OF APARTMENT ATTACHED TO HOME, OWNER, 5 HOURS PER MONTH, NONE DURING TRADING HOURS, PERFORMS NECESSARY MAINTENANCE ON HOME
CRS (Client Relationship Summary) - RIA
Click below to view Robert Severin Harkson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2013
Experience
Current
March 29, 2019 - Present
ADVISORY ALPHA, LLC
Office #1: 4423 Point Fosdick Dr Nw Ste 100-4, Gig Harbor, WA 98335RIA
CRD#: 158282
GIG HARBOR, WA
Past
May 4, 2017 - May 22, 2019
PHASE 2 WEALTH ADVISORS LLC
RIA
CRD#: 287735
GIG HARBOR, WA
Past
May 11, 2016 - February 15, 2017
PARKER FINANCIAL LLC
RIA
CRD#: 144293
Silverdale, WA
Past
April 22, 2005 - May 12, 2016
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
CRD#: 18387
GIG HARBOR, WA
Past
December 13, 2004 - May 12, 2016
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
GIG HARBOR, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
ADVISORY ALPHA, LLC
ADVISORY ALPHA | SUDDENLY SINGLE WEALTH MANAGEMENT | SCHIPPER & OSTERINK | MONEY TALES FINANCIAL | FINANCIAL TRANSITIONS LTD. | FINANCIAL DECISIONS | ESTATE DOCTOR | CONGER WEALTH MANAGEMENT | CASE WEALTH MANAGEMENT | ADVISORY ALPHA, LLC
CRD#: 158282 / SEC#: 801-72499
RIA
Registered Investment Advisory firm - (6/14/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Washington(3/29/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AA
ADVISORY ALPHA, LLC
ADVISORY ALPHA | SUDDENLY SINGLE WEALTH MANAGEMENT | SCHIPPER & OSTERINK | MONEY TALES FINANCIAL | FINANCIAL TRANSITIONS LTD. | FINANCIAL DECISIONS | ESTATE DOCTOR | CONGER WEALTH MANAGEMENT | CASE WEALTH MANAGEMENT | ADVISORY ALPHA, LLC
CRD#: 158282 / SEC#: 801-72499
RIA
Registered Investment Advisory firm - (6/14/2011 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
348 S Waverly Rd Suite 100, Holland, MI 49423
Mailing Address
Phone number
(866) 530-1400
Established
Firm type
Fiscal year end
# of Employees
60
SEC notice filing (48 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 22,480 |
| AUM (Assets Under Management) | $ 3,468,083,482 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ADVISORY ALPHA, LLC
CRD#: 158282Gig Harbor, WA 98335TRUST BUT VERIFY
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