Joemil M. Parra
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joemil Maureen Parra, who also goes by Joemil Parra, was a registered financial professional .
Joemil is a previously registered financial professional and started their career in finance in 2006. Joemil had worked at 3 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 18, 2014 - March 27, 2015
BONDS.COM LLC
January 28, 2013 - October 30, 2014
DEUTSCHE BANK SECURITIES INC.
December 14, 2007 - September 20, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 7, 2006 - September 20, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 11/19/2010
Limited Representative-Equity Trader ExamCurrent Firm
BONDS.COM LLC
CRD#: 43875 / SEC#: , 8-50451
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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