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BH

Brian J. Herlihy

ANALYST HUB SECURITIES
Austin, TX 78746
Some features on this profile are disabled
CRD#: 4860180
BH

Professional summary


Brian Joseph Herlihy is a registered financial professional currently at ANALYST HUB SECURITIES, LLC located in Austin, Texas and 22V SECURITIES LLC located in Garden City, New York.

Brian is registered as a RR (Registered Representative) and started their career in finance in 2004. Brian has worked at 5 firms and has passed the Series 63, SIE, Series 87, Series 7 and Series 86 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Brian Joseph Herlihy's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 12, 2022 - Present

ANALYST HUB SECURITIES, LLC

Office #1: 2301 S Capital Of Texas Hwy Ste. J-101, Austin, TX 78746
BD
CRD#: 297665
Austin, TX
Current

August 13, 2024 - Present

22V SECURITIES LLC

Office #2: 10 East 53rd Street 6th Floor, New York, NY 10021
BD
CRD#: 327657
GARDEN CITY, NY
Past

December 23, 2015 - July 21, 2021

EVERCORE GROUP L.L.C.

BD
CRD#: 42405
Warren, NJ
Past

May 1, 2013 - December 31, 2015

INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC

BD
CRD#: 28195
NEW YORK, NY
Past

March 11, 2013 - April 5, 2013

RAFFERTY CAPITAL MARKETS, LLC

BD
CRD#: 23682
GARDEN CITY, NY
Past

November 22, 2004 - October 1, 2009

INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC

BD
CRD#: 28195
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(1/12/2022)

Exams


State Security Law Exam
RR
Series 63
Date: 12/27/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


2S
22V SECURITIES LLC
22V SECURITIES LLC

CRD#: 327657 / SEC#: , 8-71197

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information


Main Address
15 Rockaway Avenue, Garden City, NY 11530
Mailing Address
15 Rockaway Avenue, Garden City, NY 11530
Phone number
(646) 273-4500
Established
Delaware since 08/04/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (5 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
CRICKET ACQUISITION LLCMEMBER
DEBUSSCHERE, DENNIS MICHAEL MRMEMBER4133413
GROVE GLOBAL ENTERPRISES LLCMEMBER
GOODE, JACQUELINE MARIEFINOP/CCO1292607
GRIFFIN, NEAL DAVID EVANSCHIEF EXECUTIVE OFFICER2161416

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


22V SECURITIES LLC

CRD#: 327657Austin, TX 78746

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