Jeremy Janik

FORIS CAPITAL US LLC

Chicago, IL 60606

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CRD#: 4859798

Professional summary

Jeremy Janik is a registered financial professional currently at FORIS CAPITAL US LLC located in Chicago, Illinois.

Jeremy is registered as a RR (Registered Representative) and started their career in finance in 2004. Jeremy has worked at 7 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeremy Janik's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 13, 2025 - Present

FORIS CAPITAL US LLC

Office #1: 200 Jackson Suite 1400, Chicago, IL 60606

CRD#: 282331

Chicago, IL

Past

June 5, 2024 - February 25, 2025

BROOKSTONE CAPITAL MANAGEMENT LLC

RIA

CRD#: 141413

WHEATON, IL

Past

October 26, 2021 - October 19, 2023

INTERACTIVE BROKERS LLC

CRD#: 36418

CHICAGO, IL

Past

May 29, 2007 - September 12, 2011

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NAPERVILLE, IL

Past

March 13, 2007 - May 29, 2007

CITICORP INVESTMENT SERVICES

CRD#: 23988

NAPERVILLE, IL

Past

March 1, 2005 - August 16, 2006

FIFTH THIRD SECURITIES, INC.

CRD#: 628

OAK LAWN, IL

Past

November 4, 2004 - January 3, 2005

WAMU INVESTMENTS, INC.

CRD#: 599

IRVINE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(3/14/2025)

Exams

State Security Law Exam

IAR

Series 66

Date: 6/5/2024

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/5/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/26/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 6/29/2021

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 11/3/2004

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/26/2022

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FORIS CAPITAL US LLC

FORIS CAPITAL US LLC | WATCHDOG CAPITAL, LLC

CRD#: 282331 / SEC#: , 8-69712

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

210 Commerce Way Suite 220, Portsmouth, NH 03801

Mailing Address

210 Commerce Way Suite 220, Portsmouth, NH 03801

Phone number

(603) 956-5649

Established

Georgia since 11/02/2015

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FORIS DAX MARKETS, INC.	MEMBER
FIALA, ANGELA MARIA	FINOP/PFO/POO	5163386
MATHEWS, RENO	CCO	7040844
OCONNELL, MICHAEL PATRICK	CEO	1943113

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jeremy Janik

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeremy Janik's CRS (Customer Relationship Summary).

Certified licenses

Experience

BROOKSTONE CAPITAL MANAGEMENT LLC

INTERACTIVE BROKERS LLC

CITIGROUP GLOBAL MARKETS INC.

CITICORP INVESTMENT SERVICES

FIFTH THIRD SECURITIES, INC.

WAMU INVESTMENTS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/5/2024

Series 63

Date: 11/5/2004

Series 7TO

Date: 10/26/2021

SIE

Date: 6/29/2021

Series 6

Date: 11/3/2004

Series 24

Date: 8/26/2022

FINRA

Current Firm

FORIS CAPITAL US LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FORIS CAPITAL US LLC

TRUST BUT VERIFY

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