Christine M. Kruse
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christine Marinec Kruse, who also goes by Chris Marinec Kruse, Chris Marinec, Christine Nina Marinec, was a registered financial professional .
Christine is a previously registered financial professional and started their career in finance in 2005. Christine had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 12, 2018 - February 27, 2019
LUCIA SECURITIES, LLC
November 25, 2014 - July 19, 2016
VSR FINANCIAL SERVICES, INC.
February 2, 2010 - December 3, 2012
CAREY FINANCIAL, LLC
August 31, 2006 - April 15, 2009
HINES PRIVATE WEALTH SOLUTIONS LLC
February 16, 2006 - September 20, 2006
AMREIT SECURITIES COMPANY
January 11, 2005 - January 30, 2006
CAMBRIDGE LEGACY SECURITIES L.L.C.
State Registrations and Notice Filings
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Exams
Current Firm
LUCIA SECURITIES, LLC
CRD#: 37179 / SEC#: , 8-47643
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
