Thomas C. Donato
Professional summary
Thomas C Donato is a registered financial professional currently at MERIDIAN EQUITY PARTNERS, INC. located in New York, New York.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 2004. Thomas has worked at 2 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 25, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas C Donato's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 20, 2005 - Present
MERIDIAN EQUITY PARTNERS, INC.
Office #1: C/o Accounting & Compliance International 199 Water St 9th Fl, New York, NY, 10038September 23, 2004 - May 23, 2005
DRIVEWEALTH INSTITUTIONAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/12/2006)
(10/7/2019)
(9/12/2006)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 8/3/2006
Limited Representative-Equity Trader ExamSeries 25
Date: 2/8/2005
NYSE Trading Assistant ExaminationFINRA
NYSE American LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
MERIDIAN EQUITY PARTNERS, INC.
CRD#: 133849 / SEC#: , 8-66784
Contact information
FINRA licenses (8 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
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