EL
Eugene Y. Lai
LAI CAPITAL MANAGEMENT LLC
Irvine, CA 92620
Some features on this profile are disabled
CRD#: 4859155
EL
Professional summary
Eugene Y Lai is a registered financial advisor currently at LAI CAPITAL MANAGEMENT LLC located in Irvine, California.
Eugene is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Eugene has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Ferncroft Investment Partners LLC - Partnership investing in real estate and securities. Some partners are clients of Lai Capital Management LLC and some are not.
CRS (Client Relationship Summary) - RIA
Click below to view Eugene Y Lai's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 20, 2003 - Present
LAI CAPITAL MANAGEMENT LLC
Office #1: 930 Roosevelt Ste 302, Irvine, CA 92620RIA
CRD#: 128462
Irvine, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(3/20/2003)
Current Firm
LC
LAI CAPITAL MANAGEMENT LLC
LAI CAPITAL MANAGEMENT LLC
CRD#: 128462 / SEC#:
California
Registered Investment Advisory firm - (3/20/2003 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
930 Roosevelt Ste 302, Irvine, CA 92620
Mailing Address
930 Roosevelt Ste 302, Irvine, CA 92620
Phone number
(949) 387-8781
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 45 |
| AUM (Assets Under Management) | $ 22,112,055 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
