Juan C. Salazar

FIDUCIA WEALTH MANAGEMENT

Pasadena, CA 91101

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CRD#: 4859034

Professional summary

Juan Carlos Salazar is a registered financial advisor currently at FIDUCIA WEALTH MANAGEMENT located in Pasadena, California.

Juan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Juan has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) 06/26/2015: FIDUCIA FINANCIAL & INSURANCE SERVICES, INC - INV REL - 139 S. Los Robles Ave Unit 101 Pasadena, CA 91101 - INSURANCE AGENCY - START 08/2010 - 10 HR/MO NONE DURING SECS TRDG HRS - OWNER. INS TYPES: LIFE, HEALTH, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES, PROPERTY & CASUALTIES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Juan Carlos Salazar's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 27, 2020 - Present

FIDUCIA WEALTH MANAGEMENT

Office #1: 150 S. Los Robles Ave Suite 468, Pasadena, CA 91101

RIA

CRD#: 309571

Pasadena, CA

Past

September 28, 2010 - August 5, 2020

LPL FINANCIAL LLC

RIA

CRD#: 6413

PASADENA, CA

Past

September 24, 2010 - August 5, 2020

LPL FINANCIAL LLC

CRD#: 6413

PASADENA, CA

Past

September 2, 2010 - September 9, 2010

SPC

RIA

CRD#: 110692

ARCADIA, CA

Past

September 2, 2010 - September 9, 2010

PARKLAND SECURITIES, LLC

CRD#: 115368

ARCADIA, CA

Past

January 12, 2010 - September 7, 2010

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

ARCADIA, CA

Past

January 5, 2007 - December 31, 2009

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

ARCADIA, CA

Past

December 16, 2004 - September 7, 2010

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

ARCADIA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/27/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/17/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/1/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/27/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/6/2004

Investment Company Products/Variable Contracts Representative Examination

Current Firm

FIDUCIA WEALTH MANAGEMENT

CRD#: 309571 / SEC#:

California

Registered Investment Advisory firm - (7/27/2020 Approved)

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Contact information

Main Address

150 S. Los Robles Ave Suite 468, Pasadena, CA 91101

Mailing Address

Phone number

(626) 395-7770

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	119
AUM (Assets Under Management)	$ 22,727,068

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Juan C. Salazar

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Juan Carlos Salazar's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

SPC

PARKLAND SECURITIES, LLC

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/17/2006

Series 63

Date: 12/1/2004

SIE

Date: 10/1/2018

Series 7

Date: 9/27/2006

Series 6

Date: 10/6/2004

Current Firm

FIDUCIA WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FIDUCIA WEALTH MANAGEMENT

TRUST BUT VERIFY

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