Janet M. Bauer

BEACON FINANCIAL GROUP

Aurora, OH 44202

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CRD#: 4859019

Professional summary

Janet Marie Bauer, who also goes by Janet Marie Polzer, is a registered financial advisor currently at BEACON FINANCIAL GROUP, INC. located in Aurora, Ohio and PRIVATE CLIENT SERVICES, LLC located in Aurora, Ohio.

Janet is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Janet has worked at 5 firms and has passed the SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Janet Marie Polzer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Janet Marie Bauer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 28, 2022 - Present

BEACON FINANCIAL GROUP, INC.

Office #1: 173 South Chillicothe Road, Aurora, OH 44202

RIA

CRD#: 317775

Aurora, OH

Current

February 22, 2022 - Present

PRIVATE CLIENT SERVICES, LLC

Office #1: 173 S Chillicothe Rd, Aurora, OH 44202

RIA

CRD#: 120222

Aurora, OH

Past

July 17, 2008 - February 22, 2022

OSAIC FA, INC.

RIA

CRD#: 3978

CLEVELAND, OH

Past

December 20, 2007 - February 22, 2022

OSAIC FA, INC.

CRD#: 3978

CLEVELAND, OH

Past

October 19, 2007 - December 14, 2007

ARBOR COURT CAPITAL, LLC

CRD#: 143839

BROADVIEW HEIGHTS, OH

Past

February 7, 2005 - January 11, 2007

OSAIC FA, INC.

RIA

CRD#: 3978

SOLON, OH

Past

October 20, 2004 - May 10, 2006

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

October 20, 2004 - January 11, 2007

OSAIC FA, INC.

CRD#: 3978

SOLON, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BEACON FINANCIAL GROUP, INC.

CRD#: 317775 / SEC#: 801-122901

RIA

Registered Investment Advisory firm - (12/17/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Ohio
(2/23/2022)

IAR

Ohio
(2/28/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/19/2004

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

BEACON FINANCIAL GROUP, INC.

CRD#: 317775 / SEC#: 801-122901

RIA

Registered Investment Advisory firm - (12/17/2021 Approved)

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Contact information

Main Address

173 South Chillicothe Road, Aurora, OH 44202

Mailing Address

Phone number

(216) 998-0100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/25/2025)

Regulatory assets under management

Total Number of Accounts	1,298
AUM (Assets Under Management)	$ 745,926,980

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Janet M. Bauer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Janet Marie Bauer's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE CLIENT SERVICES, LLC

OSAIC FA, INC.

OSAIC FA, INC.

ARBOR COURT CAPITAL, LLC

OSAIC FA, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

Primary Firm SEC Registration

BEACON FINANCIAL GROUP, INC.

State Registrations and Notice Filings

Exams

SIE

Date: 10/1/2018

Series 7

Date: 10/19/2004

FINRA

Current Firm

BEACON FINANCIAL GROUP, INC.

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BEACON FINANCIAL GROUP, INC.

TRUST BUT VERIFY

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