Rene Estrada
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rene Estrada, CFP®, who also goes by Rene Weil, Neil Weil-estrada, Rene Weil-estrada, was a registered financial professional .
Rene is a previously registered financial professional and started their career in finance in 2004. Rene had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2013
Education
University of Phoenix
Bachelor of Science (BS) - Psychology
2010
Experience
July 13, 2018 - February 11, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
January 9, 2013 - July 13, 2018
STRATEGIC ADVISERS LLC
December 21, 2012 - February 11, 2025
FIDELITY BROKERAGE SERVICES LLC
October 1, 2012 - December 5, 2012
J.P. MORGAN SECURITIES LLC
October 1, 2012 - December 5, 2012
J.P. MORGAN SECURITIES LLC
September 28, 2011 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
August 29, 2011 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
August 6, 2008 - November 16, 2009
WESTERN INTERNATIONAL SECURITIES, INC.
April 19, 2006 - June 20, 2008
FINANCIAL WEST GROUP
November 5, 2004 - April 19, 2006
WAMU INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS
CRD#: 288590 / SEC#: 801-112027
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991,043 |
| AUM (Assets Under Management) | $ 818,776,100,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FIDELITY PERSONAL AND WORKPLACE ADVISORS
Financial ConsultantCRD#: 288590TRUST BUT VERIFY
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