Marcelo R. Schwartzman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marcelo Ronen Schwartzman was a registered financial professional .
Marcelo is a previously registered financial professional and started their career in finance in 2004. Marcelo had worked at 2 firms and has passed the Series 65, Series 66, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 4, 2014 - January 26, 2024
TEN CAPITAL ADVISORS LLC
October 15, 2004 - October 31, 2008
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TEN CAPITAL ADVISORS LLC
CRD#: 173301 / SEC#: 801-80424
Contact information
Regulatory assets under management
| Total Number of Accounts | 8 |
| AUM (Assets Under Management) | $ 113,537,102 |
Red Flags
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