JB
Joshua Bradford
SANTANDER SECURITIES
Miami, FL 33131
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CRD#: 4858618
JB
Joshua BradfordSANTANDER SECURITIES
Professional summary
Joshua Bradford, who also goes by Joshua B Bradford, Joshua Brandon Bradford, Joshua Bradford, is a registered financial advisor currently at SANTANDER SECURITIES LLC located in Miami, Florida.
Joshua is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Joshua has worked at 12 firms and has passed the Series 66, Series 63, Series 99TO, Series 6TO, SIE, Series 7 and Series 6 exams.
Aliases
Joshua B Bradford | Joshua Brandon Bradford | Joshua Bradford
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Joshua Bradford's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Joshua Bradford's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 23, 2026 - Present
SANTANDER SECURITIES LLC
Office #1: 830 Brickell Plaza Suite 2100, Miami, FL 33131RIA
BD
CRD#: 41791
Miami, FL
Current
September 22, 2026 - Present
SANTANDER SECURITIES LLC
Office #1: 830 Brickell Plaza Suite 2100, Miami, FL 33131RIA
BD
CRD#: 41791
Miami, FL
Past
June 1, 2021 - September 1, 2026
WEDBUSH SECURITIES INC.
RIA
CRD#: 877
Pasadena, CA
Past
June 1, 2021 - September 1, 2026
WEDBUSH SECURITIES INC.
BD
CRD#: 877
Pasadena, CA
Past
February 15, 2017 - June 2, 2021
U.S. BANCORP ADVISORS, LLC
RIA
CRD#: 14455
GLENDALE, CA
Past
February 14, 2017 - June 2, 2021
U.S. BANCORP ADVISORS, LLC
BD
CRD#: 14455
GLENDALE, CA
Past
October 7, 2015 - September 2, 2016
SIERRA INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 106615
SANTA MONICA, CA
Past
October 2, 2015 - September 2, 2016
NORTHERN LIGHTS DISTRIBUTORS, LLC
BD
CRD#: 126159
ELKHORN, NE
Past
December 10, 2014 - May 26, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
NEWHALL, CA
Past
December 10, 2014 - May 26, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEWHALL, CA
Past
August 15, 2014 - October 24, 2014
ASSETMARK BROKERAGE, LLC
BD
CRD#: 169804
Encino, CA
Past
December 6, 2013 - August 15, 2014
CAPITAL BROKERAGE CORPORATION
BD
CRD#: 10465
GLEN ALLEN, VA
Past
January 11, 2013 - October 30, 2014
ASSETMARK, INC.
RIA
CRD#: 109018
CONCORD, CA
Past
January 9, 2013 - December 4, 2013
CAPITAL BROKERAGE CORPORATION
BD
CRD#: 10465
GLEN ALLEN, VA
Past
January 4, 2012 - November 28, 2012
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
SANTA BARBARA, CA
Past
January 3, 2012 - November 28, 2012
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
SANTA BARBARA, CA
Past
January 3, 2011 - April 6, 2011
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
MONTECITO, CA
Past
January 3, 2011 - April 6, 2011
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
MONTECITO, CA
Past
December 12, 2007 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
RIA
CRD#: 10582
MONTECITO, CA
Past
November 22, 2007 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
BD
CRD#: 10582
MONTECITO, CA
Past
November 10, 2004 - June 6, 2005
WAMU INVESTMENTS, INC.
BD
CRD#: 599
IRVINE, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SS
SANTANDER SECURITIES LLC
SANTANDER INVESTMENT SERVICES | SANTANDER SECURITIES LLC | SANTANDER SECURITIES CORPORATION OF PUERTO RICO | SANTANDER SECURITIES CORPORATION | SANTANDER SECURITIES | SANTANDER PRIVATE BANKING | SANTANDER PRIVATE BANK
CRD#: 41791 / SEC#: 801-56796, 8-49571
RIA
Registered Investment Advisory firm - SEC (9/2/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/22/2026)
RR
Alaska(9/22/2026)
RR
Arizona(9/22/2026)
RR
Arkansas(9/22/2026)
RR
Colorado(9/22/2026)
RR
Connecticut(9/22/2026)
RR
Delaware(9/22/2026)
RR
District of Columbia(9/22/2026)
RR
Florida(9/22/2026)
IAR
Florida(9/23/2026)
RR
Georgia(9/22/2026)
RR
Hawaii(9/22/2026)
RR
Idaho(9/22/2026)
RR
Illinois(9/22/2026)
RR
Indiana(9/22/2026)
RR
Iowa(9/22/2026)
RR
Kansas(9/22/2026)
RR
Kentucky(9/22/2026)
RR
Louisiana(9/22/2026)
RR
Maine(9/22/2026)
RR
Maryland(9/22/2026)
RR
Massachusetts(9/22/2026)
RR
Michigan(9/22/2026)
RR
Minnesota(9/22/2026)
RR
Mississippi(9/22/2026)
RR
Missouri(9/22/2026)
RR
Montana(9/23/2026)
RR
Nebraska(9/22/2026)
RR
Nevada(9/22/2026)
RR
New Hampshire(9/22/2026)
RR
New Jersey(9/22/2026)
RR
New Mexico(9/22/2026)
RR
New York(9/22/2026)
RR
North Carolina(9/22/2026)
RR
North Dakota(9/22/2026)
RR
Ohio(9/22/2026)
RR
Oklahoma(9/22/2026)
RR
Oregon(9/22/2026)
RR
Pennsylvania(9/22/2026)
RR
Rhode Island(9/22/2026)
RR
South Carolina(9/22/2026)
RR
South Dakota(9/22/2026)
RR
Tennessee(9/22/2026)
RR
Texas(9/22/2026)
RR
Utah(9/22/2026)
RR
Vermont(9/22/2026)
RR
Virginia(9/22/2026)
RR
Washington(9/22/2026)
RR
West Virginia(9/22/2026)
RR
Wisconsin(9/22/2026)
RR
Wyoming(9/22/2026)
Exams
What does exam status mean?
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Passed: 2/21/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Passed: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 6
Passed: 11/8/2004
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA
Current Firm
SS
SANTANDER SECURITIES LLC
SANTANDER INVESTMENT SERVICES | SANTANDER SECURITIES LLC | SANTANDER SECURITIES CORPORATION OF PUERTO RICO | SANTANDER SECURITIES CORPORATION | SANTANDER SECURITIES | SANTANDER PRIVATE BANKING | SANTANDER PRIVATE BANK
CRD#: 41791 / SEC#: 801-56796, 8-49571
RIA
Registered Investment Advisory firm - SEC (9/2/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
75 State Street Mail Code: Ma-sst-inv3, Boston, MA 02109
Mailing Address
75 State Street Mail Code: Ma-sst-inv3, Boston, MA 02109
Phone number
(866) 736-6475
Established
Delaware since 01/03/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
449
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SANTANDER CAPITAL HOLDINGS, LLC | DIRECT OWNER | |
| AGUILA, ALFREDO LUIS | DIRECTOR | 4341342 |
| BERMUDEZ VALDES, LUIS JAVIER | DIRECTOR | 6352955 |
| BOWLER, DANIEL P | HEAD OF FINANCE & ACCOUNTING | 5354805 |
| BROGAN, GREGORY | HEAD OF INVESTMENT OPERATIONS | 6694296 |
| CARTER, LAWRENCE ANDREW | CHIEF COMPLIANCE OFFICER | 2113682 |
| DE DIEGO, VICTOR | DIRECTOR | 8274098 |
| FRANCO-ESPINOSA, ELOINA MARIA | DIRECTOR | 8276729 |
| GREGORATTI, NICCOLO | PRESIDENT & CEO | 7820683 |
| NEURATH, DUSTIN | DIRECTOR | 8044630 |
| PREBLE, MATTHEW T | HEAD OF RETAIL INVESTMENT | 6694411 |
| SIMON, BART IVAN | DIRECTOR | 8325693 |
Regulatory assets under management
| Total Number of Accounts | 11,152 |
| AUM (Assets Under Management) | $ 3,140,983,898 |
Disclosures
| Regulatory Event | 12 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SANTANDER SECURITIES LLC
CRD#: 41791Miami, FL 33131TRUST BUT VERIFY
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