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AF

Allison K. Flume

ANGELES FAMILY OFFICE
DALLAS, TX 75204
CRD#: 4858431
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AF
Allison K FlumeANGELES FAMILY OFFICE

Professional summary

Allison K Flume, who also goes by Allison K Shearer, is a registered financial advisor currently at ANGELES FAMILY OFFICE located in Dallas, Texas.

Allison is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Allison has worked at 3 firms and has passed the Series 65, Series 66, Series 7 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Allison K Shearer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Allison K Flume's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 15, 2026 - Present

ANGELES FAMILY OFFICE

Office #1: 2626 Cole Avenue Suite 705, Dallas, TX 75204
RIA
CRD#: 338266
DALLAS, TX
Past

October 3, 2012 - November 11, 2019

CROW HOLDINGS CAPITAL

RIA
CRD#: 156925
DALLAS, TX
Past

January 19, 2005 - September 11, 2012

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(6/15/2026)
IAR
Texas
(6/15/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/12/2026
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 10/22/2004
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 11/1/2004
General Securities Representative Examination
General Industry/Product Exam
RR
Series 3
Date: 10/20/2004
National Commodity Futures Examination

Current Firm

AF
ANGELES FAMILY OFFICE
ANGELES FAMILY OFFICE | ANGELES FAMILY OFFICE, LLC

CRD#: 338266 / SEC#: 801-134854

RIA
Registered Investment Advisory firm - (1/8/2026 120-Day Approval)
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Contact information

Main Address
429 Santa Monica Blvd Suite 650, Santa Monica, CA 90401
Mailing Address
Phone number
(310) 393-6300
Established
Firm type
Fiscal year end
# of Employees
4

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

AFO ADV 2A 10.29.2025 (10/29/2025)
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ANGELES FAMILY OFFICE

CRD#: 338266Dallas, TX 75204

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