TN
Tiffany Nealon
STONEX INTERNATIONAL ADVISORS
Miami, FL 33131
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CRD#: 4858359
TN
Professional summary
Tiffany Nealon is a registered financial advisor currently at STONEX INTERNATIONAL ADVISORS INC located in Miami, Florida and STONEX INTERNATIONAL SECURITIES INC. located in Miami, Florida.
Tiffany is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Tiffany has worked at 3 firms and has passed the Series 66, Series 57TO, Series 99TO, Series 34, Series 3, Series 16, SIE, Series 7, Series 14, Series 27, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Intercam Advisors, Inc. - Investment Adviser Representative;
CRS (Client Relationship Summary) - RIA
Click below to view Tiffany Nealon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 9, 2015 - Present
STONEX INTERNATIONAL ADVISORS INC
Office #1: 1221 Brickell Avenue Suite 200, Miami, FL 33131RIA
CRD#: 153799
Miami, FL
Current
October 20, 2014 - Present
STONEX INTERNATIONAL SECURITIES INC.
Office #1: 1221 Brickell Avenue Suite 200, Miami, FL 33131Office #2: 1221 Brickell Avenue Suite 200, Miami, FL 33131BD
CRD#: 146667
Miami, FL
Past
October 15, 2004 - October 1, 2014
BNP PARIBAS INVESTMENT SERVICES, LLC
BD
CRD#: 44598
MIAMI, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SI
STONEX INTERNATIONAL ADVISORS INC
INTERCAM ADVISORS, INC. | STONEX INTERNATIONAL ADVISORS INC
CRD#: 153799 / SEC#: 801-123538
RIA
Registered Investment Advisory firm - (3/25/2022 Approved)Connecticut
Registered Investment Advisory firm - (5/3/2022 Terminated)Florida
Registered Investment Advisory firm - (3/28/2022 Terminated)Texas
Registered Investment Advisory firm - (3/28/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/30/2019)
RR
California(5/9/2016)
RR
Colorado(12/8/2016)
RR
Connecticut(5/11/2020)
IAR
Connecticut(5/15/2020)
RR
Delaware(1/30/2018)
RR
Florida(10/20/2014)
IAR
Florida(1/9/2015)
RR
Georgia(10/31/2016)
RR
Michigan(10/10/2024)
RR
New Jersey(4/15/2021)
RR
New York(1/12/2016)
RR
Oregon(3/20/2023)
RR
South Carolina(9/18/2024)
RR
South Dakota(2/9/2023)
RR
Texas(1/12/2016)
IAR
Texas(1/20/2016)
RR
Utah(2/9/2023)
RR
Virginia(12/14/2018)
RR
Washington(6/26/2024)
RR
Wyoming(11/3/2017)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 8/31/2024
Securities Trader ExamGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SI
STONEX INTERNATIONAL ADVISORS INC
INTERCAM ADVISORS, INC. | STONEX INTERNATIONAL ADVISORS INC
CRD#: 153799 / SEC#: 801-123538
RIA
Registered Investment Advisory firm - (3/25/2022 Approved)Connecticut
Registered Investment Advisory firm - (5/3/2022 Terminated)Florida
Registered Investment Advisory firm - (3/28/2022 Terminated)Texas
Registered Investment Advisory firm - (3/28/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1221 Brickell Avenue Suite 200, Miami, FL 33131
Mailing Address
Phone number
(305) 377-8008
Established
Firm type
Fiscal year end
# of Employees
25
SEC notice filing (3 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 148 |
| AUM (Assets Under Management) | $ 225,122,494 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STONEX INTERNATIONAL ADVISORS INC
CRD#: 153799Miami, FL 33131TRUST BUT VERIFY
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