Benjamin M. August
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Benjamin M August, CFA was a registered financial professional .
Benjamin is a previously registered financial professional and started their career in finance in 2004. Benjamin had worked at 4 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 28, 2019 - March 8, 2021
SUSQUEHANNA SECURITIES, LLC
October 19, 2012 - May 28, 2019
SUSQUEHANNA FINANCIAL GROUP, LLLP
August 18, 2009 - November 16, 2010
SUSQUEHANNA FINANCIAL GROUP, LLLP
April 23, 2009 - December 16, 2009
SUSQUEHANNA FIXED INCOME, L.P.
February 27, 2009 - November 16, 2010
SAL EQUITY TRADING, GP
September 8, 2006 - February 27, 2009
SUSQUEHANNA FINANCIAL GROUP, LLLP
April 13, 2006 - September 8, 2006
SUSQUEHANNA FIXED INCOME, L.P.
October 14, 2004 - April 13, 2006
SAL EQUITY TRADING, GP
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 1/5/2005
Limited Representative-Equity Trader ExamCurrent Firm
SUSQUEHANNA SECURITIES, LLC
CRD#: 35874 / SEC#: , 8-47034
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 60 |
Red Flags
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