JL
John Le
CAMBIAR INVESTORS
DENVER, CO 80206
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CRD#: 4858298
JL
Professional summary
John Le is a registered financial advisor currently at CAMBIAR INVESTORS, LLC located in Denver, Colorado and FORESIDE FUND SERVICES, LLC located in Denver, Colorado.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. John has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Cambiar Investors, LLC, Investment Related, Denver, CO, Investment firm, Senior Vice President of Marketing, Responsibility including developing and maintaining marketing materials for client use, 07/2007, 160hs/mo
CRS (Client Relationship Summary) - RIA
Click below to view John Le's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 16, 2007 - Present
CAMBIAR INVESTORS, LLC
Office #1: 200 Columbine Street Suite 600, Denver, CO 80206RIA
CRD#: 115093
DENVER, CO
Current
September 4, 2007 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 200 Columbine Street Suite 800, Denver, CO 80206BD
CRD#: 46106
Denver, CO
Past
October 6, 2004 - June 18, 2007
OLD MUTUAL INVESTMENT PARTNERS
BD
CRD#: 44916
DENVER, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBIAR INVESTORS, LLC
CAMBIAR INVESTORS, LLC
CRD#: 115093 / SEC#: 801-60541
RIA
Registered Investment Advisory firm - (9/6/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/21/2024)
RR
Alaska(8/21/2024)
RR
Arizona(8/21/2024)
RR
Arkansas(8/21/2024)
RR
California(5/1/2014)
RR
Colorado(9/4/2007)
IAR
Colorado(10/16/2007)
RR
Connecticut(8/21/2024)
RR
Delaware(8/21/2024)
RR
District of Columbia(8/21/2024)
RR
Florida(8/21/2024)
RR
Georgia(8/21/2024)
RR
Hawaii(8/21/2024)
RR
Idaho(8/21/2024)
RR
Illinois(8/21/2024)
RR
Indiana(8/21/2024)
RR
Iowa(8/21/2024)
RR
Kansas(8/21/2024)
RR
Kentucky(8/21/2024)
RR
Louisiana(8/21/2024)
RR
Maine(8/21/2024)
RR
Maryland(8/21/2024)
RR
Massachusetts(8/21/2024)
RR
Michigan(8/21/2024)
RR
Minnesota(8/21/2024)
RR
Mississippi(8/21/2024)
RR
Missouri(8/21/2024)
RR
Montana(8/21/2024)
RR
Nebraska(8/21/2024)
RR
Nevada(8/21/2024)
RR
New Hampshire(8/21/2024)
RR
New Jersey(8/21/2024)
RR
New Mexico(8/21/2024)
RR
New York(8/21/2024)
RR
North Carolina(8/21/2024)
RR
North Dakota(8/21/2024)
RR
Ohio(8/21/2024)
RR
Oklahoma(8/21/2024)
RR
Oregon(8/21/2024)
RR
Pennsylvania(8/21/2024)
RR
Rhode Island(8/21/2024)
RR
South Carolina(8/21/2024)
RR
South Dakota(8/21/2024)
RR
Tennessee(8/21/2024)
RR
Texas(8/21/2024)
RR
Utah(8/21/2024)
RR
Vermont(8/21/2024)
RR
Virginia(8/21/2024)
RR
Washington(8/21/2024)
RR
West Virginia(8/21/2024)
RR
Wisconsin(8/21/2024)
RR
Wyoming(8/21/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBIAR INVESTORS, LLC
CAMBIAR INVESTORS, LLC
CRD#: 115093 / SEC#: 801-60541
RIA
Registered Investment Advisory firm - (9/6/2001 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
200 Columbine Street Suite 800, Denver, CO 80206
Mailing Address
Phone number
(888) 673-9950
Established
Firm type
Fiscal year end
# of Employees
36
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 6,627 |
| AUM (Assets Under Management) | $ 3,252,556,123 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2024 | ||
| 08/16/2023 | ||
| 09/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
