Jacob D. Reaves

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CRD#: 4858278

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jacob Daniel Galloway Reaves, who also goes by Jacob Daniel Reaves Mr., Jacob Daniel Reaves, Jacob Reaves, Jake Reaves, was a registered financial professional .

Jacob is a previously registered financial professional and started their career in finance in 2004. Jacob had worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jacob Daniel Reaves Mr. | Jacob Daniel Reaves | Jacob Reaves | Jake Reaves

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) I OWN AN LLC CALLED Breakout Properties LLC AND I MANAGE RENTAL PROPERTIES FOR INDIVIDUALS, FIX AND FLIP PROPERTIES, BUY AND HOLD PROPERTIES. REQUIRES APPROXIMATELY 3 HOURS A MONTH ZERO HOURS DEVOTED DURING SECURITY TRADING HOURS. EFFECTIVE DATE: 7/2019 NOT AN INVESTMENT RELATED ACTIVITY. 2) JD Mellberg Financial, LLC - Non Investment related business. Licensed Insurance Agency - Licensed Insurance Agent. Start date 09/2020 - present. Hours depending upon business needs and during trading hours. 3) PEAK STAFFING GROUP/PEAK SIGNING GROUP- Non investment related activity- Mobile Notary start date 10/2020 Hours depend on business need during trading hours

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 5, 2020 - November 29, 2022

SECURE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 141195

Parker, CO

Past

October 4, 2017 - June 28, 2019

KEY INVESTMENT SERVICES LLC

RIA

CRD#: 136300

AURORA, CO

Past

March 21, 2017 - June 28, 2019

KEY INVESTMENT SERVICES LLC

CRD#: 136300

AURORA, CO

Past

May 8, 2015 - June 6, 2016

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA

CRD#: 20472

DENVER, CO

Past

October 15, 2012 - June 6, 2016

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

DENVER, CO

Past

June 30, 2010 - November 8, 2010

WORLD GROUP SECURITIES, INC.

CRD#: 114473

GREENWOOD VILLAGE, CO

Past

October 19, 2007 - June 23, 2008

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

CRD#: 40178

DENVER, CO

Past

August 7, 2006 - October 12, 2007

LPL FINANCIAL LLC

CRD#: 6413

DENVER, CO

Past

October 7, 2004 - June 30, 2006

STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC

CRD#: 1254

PORTLAND, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SECURE INVESTMENT MANAGEMENT, LLC

CRD#: 141195 / SEC#: 801-80752

RIA

Registered Investment Advisory firm - (1/8/2015 Approved)

Arizona

Registered Investment Advisory firm - (1/8/2015 Terminated)

California

Registered Investment Advisory firm - (2/7/2015 Terminated)

Florida

Registered Investment Advisory firm - (9/15/2015 Terminated)

Nevada

Registered Investment Advisory firm - (2/26/2015 Terminated)

Tennessee

Registered Investment Advisory firm - (2/8/2015 Terminated)

Texas

Registered Investment Advisory firm - (1/8/2015 Terminated)

Wisconsin

Registered Investment Advisory firm - (1/8/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/4/2015

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/2/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/6/2004

General Securities Representative Examination

Current Firm

SECURE INVESTMENT MANAGEMENT, LLC

CRD#: 141195 / SEC#: 801-80752

RIA

Registered Investment Advisory firm - (1/8/2015 Approved)

Arizona

Registered Investment Advisory firm - (1/8/2015 Terminated)

California

Registered Investment Advisory firm - (2/7/2015 Terminated)

Florida

Registered Investment Advisory firm - (9/15/2015 Terminated)

Nevada

Registered Investment Advisory firm - (2/26/2015 Terminated)

Tennessee

Registered Investment Advisory firm - (2/8/2015 Terminated)

Texas

Registered Investment Advisory firm - (1/8/2015 Terminated)

Wisconsin

Registered Investment Advisory firm - (1/8/2015 Terminated)

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Contact information

Main Address

3067 W. Ina Road #125, Tucson, AZ 85741

Mailing Address

Phone number

(520) 333-4719

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	825
AUM (Assets Under Management)	$ 38,291,887

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jacob D. Reaves

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

KEY INVESTMENT SERVICES LLC

KEY INVESTMENT SERVICES LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

WORLD GROUP SECURITIES, INC.

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

LPL FINANCIAL LLC

STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC

Primary Firm SEC Registration

SECURE INVESTMENT MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/4/2015

Series 63

Date: 11/2/2012

SIE

Date: 10/1/2018

Series 7

Date: 10/6/2004

Current Firm

SECURE INVESTMENT MANAGEMENT, LLC

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SECURE INVESTMENT MANAGEMENT, LLC

TRUST BUT VERIFY

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