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AH

Alexander M. Hicks

ARTEMIS SECURITIES CLEARING
CHICAGO, IL 60606
Some features on this profile are disabled
CRD#: 4857943
AH
Alexander Maris HicksARTEMIS SECURITIES CLEARING

Professional summary

Alexander Maris Hicks is a registered financial professional currently at ARTEMIS SECURITIES CLEARING, LLC located in Chicago, Illinois.

Alexander is registered as a RR (Registered Representative) and started their career in finance in 2006. Alexander has worked at 5 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Alexander Maris Hicks's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 25, 2026 - Present

ARTEMIS SECURITIES CLEARING, LLC

Office #1: 225 W. Wacker Drive Suite 1575, Chicago, IL 60606
BD
CRD#: 125473
CHICAGO, IL
Past

October 1, 2020 - May 20, 2024

COWEN AND COMPANY

BD
CRD#: 7616
DALLAS, TX
Past

April 30, 2012 - October 21, 2020

ALTACCESS SECURITIES COMPANY, L.P.

BD
CRD#: 119441
DALLAS, TX
Past

August 26, 2009 - March 22, 2012

STEPHENS

BD
CRD#: 3496
DALLAS, TX
Past

December 13, 2006 - February 11, 2009

BMO CAPITAL MARKETS CORP.

BD
CRD#: 16686
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(8/25/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 2/12/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/12/2006
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

AS
ARTEMIS SECURITIES CLEARING, LLC
ARTEMIS SECURITIES CLEARING, LLC | BILLOW BUTLER & COMPANY, L.L.C.

CRD#: 125473 / SEC#: , 8-65803

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
225 W. Wacker Drive Suite 1575, Chicago, IL 60606
Mailing Address
225 W. Wacker Drive Suite 1575, Chicago, IL 60606
Phone number
(312) 559-9055
Established
Illinois since 01/13/1997
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
BUTLER, DARRELL MATTHEWPRES, CCO, COO, CFO, FINOP PRINCIPAL, MEMBER, MANAGER, MANAGING DIRECTOR, EXEC REP, AML COMP OFFICER4612053
BUTLER, MARCIMEMBER7734986

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARTEMIS SECURITIES CLEARING, LLC

CRD#: 125473Chicago, IL 60606

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