Nicholas A. Ziarek
SHAKESPEARE WEALTH MANAGEMENT
Pewaukee, WI 53072
Some features on this profile are disabled
CRD#: 4857560
Professional summary
Nicholas Andrew Ziarek, CFP® is a registered financial advisor currently at SHAKESPEARE WEALTH MANAGEMENT, LLC located in Pewaukee, Wisconsin.
Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Nicholas has worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
UW-LA CROSSE SPELLMAN FUND ADVISORY BOARD FOR A STUDENT MANAGED INVESTMENT FUND AT UW-LA CROSSE ADVISORY BOARD MEMBER SINCE 12/2006 FPA OF WISCONSIN PROFESSIONAL MEMBERSHIP ORGANIZATION FOR FINANCIAL PLANNERS AND ASSOCIATED PARTIES BOARD MEMBER AND PRESIDENT SINCE 01/2017 NOT INVESTMENT RELATED CFA SOCIETY OF MILWAUKEE PROFESSIONAL MEMBERSHIP ORGANIZATION FOR CFA CHARTERHOLDERS IN THE MILWAUKEE AREA BOARD MEMBER SINCE 08/2021 NOT INVESTMENT RELATED WAUWATOSA JR TROJANS BASEBALL CLUB YOUTH BASEBALL LEAGUE FOR RESIDENTS OF THE WAUWATOSA WEST SCHOOL DISTRICT TEAM BOARD REPRESENTATIVE AND TREASURER OF THE CLUB SINCE 01/2022 NOT INVESTMENT RELATED
CRS (Client Relationship Summary) - RIA
Click below to view Nicholas Andrew Ziarek's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2020
Experience
Current
January 6, 2018 - Present
SHAKESPEARE WEALTH MANAGEMENT, LLC
Office #1: N22 W27847 Edgewater Drive Suite 101, Pewaukee, WI 53072RIA
CRD#: 111950
Pewaukee, WI
Past
November 21, 2013 - January 9, 2018
PJS INVESTMENT MANAGEMENT
RIA
CRD#: 104701
CEDARBURG, WI
Past
April 25, 2012 - September 27, 2013
HOGAN FINANCIAL
RIA
CRD#: 111600
MILWAUKEE, WI
Past
October 21, 2004 - August 4, 2008
M&I FINANCIAL ADVISORS, INC
BD
CRD#: 16517
MILWAUKEE, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SHAKESPEARE WEALTH MANAGEMENT, LLC
SHAKESPEARE INVESTMENT COUNSELORS, INC | SHAKESPEARE WEALTH MANAGEMENT, LLC | SHAKESPEARE WEALTH MANAGEMENT, INC.
CRD#: 111950 / SEC#: 801-92171
RIA
Registered Investment Advisory firm - (4/13/2015 Approved)Wisconsin
Registered Investment Advisory firm - (5/12/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Wisconsin(1/6/2018)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
SW
SHAKESPEARE WEALTH MANAGEMENT, LLC
SHAKESPEARE INVESTMENT COUNSELORS, INC | SHAKESPEARE WEALTH MANAGEMENT, LLC | SHAKESPEARE WEALTH MANAGEMENT, INC.
CRD#: 111950 / SEC#: 801-92171
RIA
Registered Investment Advisory firm - (4/13/2015 Approved)Wisconsin
Registered Investment Advisory firm - (5/12/2015 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
N22 W27847 Edgewater Drive Suite 101, Pewaukee, WI 53072
Mailing Address
Phone number
(262) 814-1600
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,328 |
| AUM (Assets Under Management) | $ 512,457,248 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SHAKESPEARE WEALTH MANAGEMENT, LLC
CRD#: 111950Pewaukee, WI 53072TRUST BUT VERIFY
Monitor Nicholas Ziarek
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
