Geraldine Callahan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Geraldine Callahan, who also goes by Geraldine Louis Charles, Geraldine Charles, Geraldine Joseph, was a registered financial professional .
Geraldine is a previously registered financial professional and started their career in finance in 2005. Geraldine had worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 17, 2018 - December 31, 2021
CALLAHAN FINANCIAL SERVICES GROUP, LLC
November 29, 2014 - December 31, 2015
FORESTERS EQUITY SERVICES, INC.
November 28, 2014 - December 31, 2015
FORESTERS EQUITY SERVICES, INC.
July 9, 2012 - June 19, 2013
HBW ADVISORY SERVICES LLC
July 1, 2011 - December 31, 2012
HBW SECURITIES LLC
December 13, 2007 - June 6, 2011
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
March 29, 2006 - November 12, 2007
PNC WEALTH MANAGEMENT LLC
February 22, 2005 - August 18, 2005
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
CALLAHAN FINANCIAL SERVICES GROUP, LLC
CRD#: 283160 / SEC#:
Contact information
Red Flags
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