Rebecca N. Sollosy
Professional summary
Rebecca Nicole Sollosy, who also goes by Rebecca Niche, is a registered financial professional currently at EC SECURITIES LLC located in New York, New York.
Rebecca is registered as a RR (Registered Representative) and started their career in finance in 2004. Rebecca has worked at 10 firms and has passed the SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Rebecca Nicole Sollosy's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 30, 2023 - Present
EC SECURITIES LLC
Office #1: 40 Exchange Place Suite 402, New York, NY 10005February 8, 2023 - August 16, 2023
ACRETRADER FINANCIAL, LLC
August 21, 2019 - February 1, 2021
BLUE OWL SECURITIES
May 7, 2016 - June 10, 2016
ENTRUST GLOBAL SECURITIES LLC
January 7, 2015 - May 10, 2016
FRANKLIN DISTRIBUTORS, LLC
July 12, 2012 - January 2, 2013
AMERIPRISE FINANCIAL SERVICES, LLC
February 9, 2012 - January 2, 2013
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
November 30, 2010 - August 16, 2011
RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC
January 8, 2008 - August 16, 2011
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
October 13, 2004 - January 8, 2008
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
EC SECURITIES LLC
CRD#: 287845 / SEC#: , 8-69913
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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