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RS

Rebecca N. Sollosy

Some features on this profile are disabled
CRD#: 4857399
RS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Rebecca Nicole Sollosy, who also goes by Rebecca Niche, was a registered financial professional .

Rebecca is a previously registered financial professional and started their career in finance in 2004. Rebecca had worked at 10 firms and has passed the SIE, Series 7, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Rebecca Niche

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 8, 2023 - August 16, 2023

ACRETRADER FINANCIAL, LLC

BD
CRD#: 320820
Fayetteville, AR
Past

January 30, 2023 - March 13, 2026

MERIDIAN PLATFORM SECURITIES, LLC

BD
CRD#: 287845
WAYNE, PA
Past

August 21, 2019 - February 1, 2021

BLUE OWL SECURITIES

BD
CRD#: 283250
NEW YORK, NY
Past

May 7, 2016 - June 10, 2016

ENTRUST GLOBAL SECURITIES LLC

BD
CRD#: 146443
NEW YORK, NY
Past

January 7, 2015 - May 10, 2016

FRANKLIN DISTRIBUTORS, LLC

BD
CRD#: 109064
NEW YORK, NY
Past

July 12, 2012 - January 2, 2013

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN
Past

February 9, 2012 - January 2, 2013

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

BD
CRD#: 840
BOSTON, MA
Past

November 30, 2010 - August 16, 2011

RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC

BD
CRD#: 329
SEATTLE, WA
Past

January 8, 2008 - August 16, 2011

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC

BD
CRD#: 21771
NEW YORK, NY
Past

October 13, 2004 - January 8, 2008

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

BD
CRD#: 7325
BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 6/10/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/12/2004
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 51
Date: 9/7/2005
Municipal Fund Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/4/2005
General Securities Principal Examination

Current Firm

AF
ACRETRADER FINANCIAL, LLC
ACRETRADER FINANCIAL, LLC

CRD#: 320820 / SEC#: , 8-70929

BD
Terminated by SEC on 08/03/2024
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 04/01/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
ACRETRADER, INC.OWNER
AMSTER, DAVID JEFFREYCHIEF EXECUTIVE OFFICER2315254
GRADY, CHARLESFINOP7665583
LAROSE, JENNIFERCHIEF COMPLIANCE OFFICER3094139

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ACRETRADER FINANCIAL, LLC

CRD#: 320820

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