Carlos M. Henriques
Professional summary
Carlos Manuel Henriques, CFP®, who also goes by Carlos M Henriques, is a registered financial advisor currently at ADVICEONE ADVISORY SERVICES, LLC located in Glastonbury, Connecticut.
Carlos is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Carlos has worked at 5 firms and has passed the Series 66, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Carlos Manuel Henriques's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2011
Experience
February 9, 2009 - Present
ADVICEONE ADVISORY SERVICES, LLC
Office #1: 100 Western Boulevard, Glastonbury, CT 06033February 15, 2018 - January 3, 2019
SSN ADVISORY, INC.
January 7, 2009 - December 5, 2019
SECURITIES SERVICE NETWORK, LLC
October 10, 2007 - August 5, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 6, 2007 - August 5, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 21, 2004 - June 6, 2005
TOWER SQUARE SECURITIES, INC.
Primary Firm SEC Registration
ADVICEONE ADVISORY SERVICES, LLC
CRD#: 111614 / SEC#: 801-62125
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/9/2009)
(1/26/2016)
Exams
Current Firm
ADVICEONE ADVISORY SERVICES, LLC
CRD#: 111614 / SEC#: 801-62125
Contact information
SEC notice filing (25 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,511 |
| AUM (Assets Under Management) | $ 1,662,203,424 |
Red Flags
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