Christopher C. Jungmann
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Claude Jungmann, who also goes by Chris Claude Jungmann, Christophe Claude Jungmann, Christopher Jungmann, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2004. Christopher had worked at 2 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 24, 2011 - September 18, 2013
SANDIA INVESTMENT ADVISORS
December 7, 2004 - December 26, 2008
UBS FINANCIAL SERVICES INC.
November 11, 2004 - December 26, 2008
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
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Exams
Current Firm
SANDIA INVESTMENT ADVISORS
CRD#: 148419 / SEC#:
Contact information
Red Flags
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