Mark D. Linnecke

INVESCO ADVISERS

Manhattan Beach, CA

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CRD#: 4856526

Professional summary

Mark Duane Linnecke, who also goes by Mark D Linnecke, Mark Linnecke, is a registered financial advisor currently at INVESCO ADVISERS, INC. located in Manhattan Beach, California and INVESCO DISTRIBUTORS, INC. located in San Diego, California.

Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Mark has worked at 11 firms and has passed the Series 65, Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mark D Linnecke | Mark Linnecke

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Duane Linnecke's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 24, 2019 - Present

INVESCO ADVISERS, INC.

RIA

CRD#: 105360

Manhattan Beach, CA

Current

October 24, 2019 - Present

INVESCO DISTRIBUTORS, INC.

CRD#: 7369

SAN DIEGO, CA

Past

December 3, 2015 - October 3, 2019

ALLSPRING FUNDS MANAGEMENT, LLC

RIA

CRD#: 110841

Manhattan Beach, CA

Past

December 3, 2015 - October 3, 2019

ALLSPRING FUNDS DISTRIBUTOR, LLC

CRD#: 133366

CHARLOTTE, NC

Past

February 6, 2014 - December 1, 2015

NEUBERGER BERMAN BD LLC

RIA

CRD#: 2908

MANHATTAN BEACH, CA

Past

November 20, 2013 - December 1, 2015

NEUBERGER BERMAN BD LLC

CRD#: 2908

NEW YORK, NY

Past

October 31, 2012 - November 21, 2013

AMG DISTRIBUTORS, INC.

CRD#: 27314

STAMFORD, CT

Past

January 4, 2012 - October 18, 2012

TRIVE NEW YORK LLC

CRD#: 21946

NEW YORK, NY

Past

April 20, 2011 - January 9, 2012

DESTRA CAPITAL INVESTMENTS LLC

CRD#: 148299

BOZEMAN, MT

Past

March 9, 2007 - April 21, 2011

JANUS HENDERSON DISTRIBUTORS US LLC

CRD#: 28832

DENVER, CO

Past

May 17, 2006 - February 27, 2007

NEUBERGER BERMAN BD LLC

RIA

CRD#: 2908

LOS ANGELES, CA

Past

May 17, 2006 - February 27, 2007

NEUBERGER BERMAN BD LLC

CRD#: 2908

LOS ANGELES, CA

Past

January 12, 2005 - June 8, 2006

ALLIANCEBERNSTEIN L.P.

RIA

CRD#: 108477

CHIACGO, IL

Past

January 12, 2005 - June 8, 2006

SANFORD C. BERNSTEIN & CO., LLC

CRD#: 104474

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INVESCO ADVISERS, INC.

INVESCO ADVISERS, INC. | INVESCO, INC | INVESCO INSTITUTIONAL (N.A.), INC.

CRD#: 105360 / SEC#: 801-33949

RIA

Registered Investment Advisory firm - (12/30/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(10/24/2019)

Alaska
(10/24/2019)

Arizona
(10/24/2019)

Arkansas
(10/24/2019)

California
(10/24/2019)

Colorado
(10/24/2019)

Connecticut
(10/24/2019)

Delaware
(10/24/2019)

District of Columbia
(10/24/2019)

Florida
(10/24/2019)

Georgia
(10/24/2019)

Hawaii
(10/24/2019)

Idaho
(10/24/2019)

Illinois
(10/24/2019)

Indiana
(10/24/2019)

Iowa
(10/24/2019)

Kansas
(10/24/2019)

Kentucky
(10/24/2019)

Louisiana
(10/24/2019)

Maine
(10/24/2019)

Maryland
(10/24/2019)

Massachusetts
(10/24/2019)

Michigan
(10/24/2019)

Minnesota
(10/24/2019)

Mississippi
(10/24/2019)

Missouri
(10/24/2019)

Montana
(10/24/2019)

Nebraska
(10/24/2019)

Nevada
(10/24/2019)

New Hampshire
(10/24/2019)

New Jersey
(10/24/2019)

New Mexico
(10/24/2019)

New York
(10/24/2019)

North Carolina
(10/24/2019)

North Dakota
(10/24/2019)

Ohio
(10/24/2019)

Oklahoma
(10/24/2019)

Oregon
(10/24/2019)

Pennsylvania
(10/24/2019)

Puerto Rico
(10/24/2019)

Rhode Island
(10/24/2019)

South Carolina
(10/24/2019)

South Dakota
(10/24/2019)

Tennessee
(10/24/2019)

Texas
(10/24/2019)

IAR

Texas
(10/24/2019)

Utah
(10/24/2019)

Vermont
(10/24/2019)

Virgin Islands
(10/24/2019)

Virginia
(10/24/2019)

Washington
(10/24/2019)

West Virginia
(10/24/2019)

Wisconsin
(10/24/2019)

Wyoming
(10/24/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/3/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 12/22/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 4/4/2014

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 1/11/2005

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

INVESCO ADVISERS, INC.

INVESCO ADVISERS, INC. | INVESCO, INC | INVESCO INSTITUTIONAL (N.A.), INC.

CRD#: 105360 / SEC#: 801-33949

RIA

Registered Investment Advisory firm - (12/30/1988 Approved)

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Contact information

Main Address

1331 Spring Street Nw Suite 2500, Atlanta, GA 30309

Mailing Address

11 Greenway Plaza Suite 1000, Houston, TX 77046

Phone number

(404) 892-0896

Established

Firm type

Fiscal year end

# of Employees

2,872

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

INVESCO ADVISERS, INC. FIRM BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	61,236
AUM (Assets Under Management)	$ 756,881,223,229

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/24/2025	Cover Page	Report
09/27/2024	Cover Page	Report
10/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark D. Linnecke

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Duane Linnecke's CRS (Customer Relationship Summary).

Certified licenses

Experience

INVESCO DISTRIBUTORS, INC.

ALLSPRING FUNDS MANAGEMENT, LLC

ALLSPRING FUNDS DISTRIBUTOR, LLC

NEUBERGER BERMAN BD LLC

NEUBERGER BERMAN BD LLC

AMG DISTRIBUTORS, INC.

TRIVE NEW YORK LLC

DESTRA CAPITAL INVESTMENTS LLC

JANUS HENDERSON DISTRIBUTORS US LLC

NEUBERGER BERMAN BD LLC

NEUBERGER BERMAN BD LLC

ALLIANCEBERNSTEIN L.P.

SANFORD C. BERNSTEIN & CO., LLC

Primary Firm SEC Registration

INVESCO ADVISERS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/3/2014

Series 66

Date: 12/22/2004

SIE

Date: 10/1/2018

Series 31

Date: 4/4/2014

Series 7

Date: 1/11/2005

FINRA

Current Firm

INVESCO ADVISERS, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

INVESCO ADVISERS, INC.

TRUST BUT VERIFY

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