KC
Kevin M. Churchill
WATERROCK GLOBAL ASSET MANAGEMENT
Scottsdale, AZ
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CRD#: 4856496
KC
Professional summary
Kevin M Churchill, CFP® is a registered financial advisor currently at WATERROCK GLOBAL ASSET MANAGEMENT located in Scottsdale, Arizona and FOREFRONT located in Scottsdale, Arizona.
Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Kevin has worked at 7 firms .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) ORION FIRST FINANCIAL, LLC, NON-INVESTMENT RELATED, EQUIPMENT LEASE SERVICING 5210 OLYMPIC DRIVE NW SUITE 210 GIG HARBOR WA 98335. MINORITY OWNER, APPROX 3%, MEMBER OF ADVISORY BOARD, 3 HOURS/MONTH. NO HOURS DEVOTED DURING SECURITIES TRADING HOURS. PRIMARY DUTY IS SERVING IN THE CAPACITY OF A MEMBER OF THE ADVISORY BOARD. 2) Nokaoi Management LLC, Not investment related, currently does not actively conduct business 4) HI Revitalize Inc., Not investment related, Drip bar franchise Co-Owner via retirement plan, less than 5 hours per month.
CRS (Client Relationship Summary) - RIA
Click below to view Kevin M Churchill's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
November 2, 2020 - Present
WATERROCK GLOBAL ASSET MANAGEMENT
RIA
CRD#: 151309
Scottsdale, AZ
Current
November 18, 2024 - Present
FOREFRONT
RIA
CRD#: 308521
Scottsdale, AZ
Past
April 27, 2021 - August 27, 2021
SUNFLOWER WEALTH ADVISORS LLC
RIA
CRD#: 269963
SCOTTSDALE, AZ
Past
June 3, 2020 - November 11, 2020
ASHTON THOMAS PRIVATE WEALTH
RIA
CRD#: 153902
SCOTTSDALE, AZ
Past
July 12, 2017 - March 15, 2018
FOUNDATIONS INVESTMENT ADVISORS LLC
RIA
CRD#: 175083
SCOTTSDALE, AZ
Past
July 12, 2017 - February 17, 2020
TRAJAN WEALTH, L.L.C.
RIA
CRD#: 158847
SCOTTSDALE, AZ
Past
March 10, 2006 - January 4, 2010
COLDSTREAM WEALTH MANAGEMENT
RIA
CRD#: 132486
BELLEVUE, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FO
FOREFRONT
CHALK MONEY | THE 401(K) ADVISOR | SUMMIT ADVISORS, LLC | PRINCIPATUS WEALTH | POINT2 CAPITAL PARTNERS | PACE FINANCIAL SERVICES | NAMA PRIVATE WEALTH | MOUNTAIN HIGH WEALTH MANAGEMENT | MINDFUL FINANCIAL PARTNERS | LEONE AND COMPANY WEALTH MANAGEMENT | FOUR LEAF FINANCIAL PLANNING | FOREFRONT WEALTH PARTNERS, LLC | FOREFRONT WEALTH PARTNERS | FOREFRONT ADVISOR NETWORK | FOREFRONT | COAST FINANCIAL
CRD#: 308521 / SEC#: 801-130608
RIA
Registered Investment Advisory firm - (7/5/2024 Approved)Alaska
Registered Investment Advisory firm - (10/15/2024 Terminated)California
Registered Investment Advisory firm - (8/21/2024 Terminated)Florida
Registered Investment Advisory firm - (7/22/2024 Terminated)Michigan
Registered Investment Advisory firm - (7/29/2024 Terminated)New Hampshire
Registered Investment Advisory firm - (7/26/2024 Terminated)Ohio
Registered Investment Advisory firm - (7/22/2024 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/24/2024 Terminated)Texas
Registered Investment Advisory firm - (7/22/2024 Terminated)Virginia
Registered Investment Advisory firm - (7/23/2024 Terminated)Washington
Registered Investment Advisory firm - (8/26/2024 Terminated)Wisconsin
Registered Investment Advisory firm - (7/22/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(5/5/2021)
IAR
California(11/2/2020)
IAR
Hawaii(11/18/2024)
IAR
Minnesota(11/18/2024)
IAR
Oregon(11/2/2020)
IAR
Washington(11/2/2020)
Exams
Current Firm
FO
FOREFRONT
CHALK MONEY | THE 401(K) ADVISOR | SUMMIT ADVISORS, LLC | PRINCIPATUS WEALTH | POINT2 CAPITAL PARTNERS | PACE FINANCIAL SERVICES | NAMA PRIVATE WEALTH | MOUNTAIN HIGH WEALTH MANAGEMENT | MINDFUL FINANCIAL PARTNERS | LEONE AND COMPANY WEALTH MANAGEMENT | FOUR LEAF FINANCIAL PLANNING | FOREFRONT WEALTH PARTNERS, LLC | FOREFRONT WEALTH PARTNERS | FOREFRONT ADVISOR NETWORK | FOREFRONT | COAST FINANCIAL
CRD#: 308521 / SEC#: 801-130608
RIA
Registered Investment Advisory firm - (7/5/2024 Approved)Alaska
Registered Investment Advisory firm - (10/15/2024 Terminated)California
Registered Investment Advisory firm - (8/21/2024 Terminated)Florida
Registered Investment Advisory firm - (7/22/2024 Terminated)Michigan
Registered Investment Advisory firm - (7/29/2024 Terminated)New Hampshire
Registered Investment Advisory firm - (7/26/2024 Terminated)Ohio
Registered Investment Advisory firm - (7/22/2024 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/24/2024 Terminated)Texas
Registered Investment Advisory firm - (7/22/2024 Terminated)Virginia
Registered Investment Advisory firm - (7/23/2024 Terminated)Washington
Registered Investment Advisory firm - (8/26/2024 Terminated)Wisconsin
Registered Investment Advisory firm - (7/22/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7500 Rialto Blvd, Bldg 1 Suite 250, Austin, TX 78735
Mailing Address
Phone number
(512) 617-1984
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (23 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,382 |
| AUM (Assets Under Management) | $ 239,835,320 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
