Beth Milkovits
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Beth Milkovits, CFP®, who also goes by Beth Ann Johnson Ms., Beth Searing Milkovits Ms., Beth Searing Milkovits, Beth Ann Searing Ms., Beth Ann Streets Mrs., was a registered financial professional .
Beth is a previously registered financial professional and started their career in finance in 2004. Beth had worked at 4 firms and has passed the Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2005
Experience
January 12, 2015 - March 27, 2017
ATWATER WEALTH MANAGEMENT, INC.
July 10, 2014 - November 7, 2014
EATON VANCE DISTRIBUTORS, INC.
June 25, 2008 - August 29, 2008
NEW ENGLAND PRIVATE WEALTH ADVISORS, LLC
December 13, 2004 - April 15, 2008
TOFIAS FINANCIAL ADVISORS LP
Primary Firm SEC Registration
ATWATER WEALTH MANAGEMENT, INC.
CRD#: 172749 / SEC#: 801-113808
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ATWATER WEALTH MANAGEMENT, INC.
CRD#: 172749 / SEC#: 801-113808
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 329 |
| AUM (Assets Under Management) | $ 221,978,240 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
