Eric M. Marvin

M&M WEALTH MANAGEMENT

Fort Myers, FL 33912

Some features on this profile are disabled

CRD#: 4856310

Professional summary

Eric Matthew Marvin, CFP®, who also goes by Eric Marvin, is a registered financial advisor currently at M&M WEALTH MANAGEMENT, LLC located in Fort Myers, Florida.

Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Eric has worked at 6 firms and has passed the Series 66, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Eric Marvin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LICENSED INSURANCE AGENT; INVESTMENT RELATED; SAME ADDRESS AS PRINCIPAL PLACE OF BUSINESS- 13410 PARKER COMMONS BLVD SUITE 101 FORT MYERS, FL 33912; OFFER LIFE, HEALTH AND ANNUITY; INSURANCE AGENT; START DATE IS 01/2005; SPEND LESS THAN 8 HOURS A MONTH OR 2 PER WEEK; ANALYZE INFORCE ILLUSTRATIONS AND PROVIDE QUOTES FOR NEW POLICIES. SHAREHOLDER IN HEALTH & WEALTH CO.; NON-INVESTMENT RELATED; 640 5TH AVE S NAPLES, FL 34102; OWNED BY DOCTORS HEARING LLC. OFFER HEARING TESTING AND HELP WITH HEARING DEVICES; 01/2025 START DATE; SPEND LESS THAN 20 HOURS PER MONTH OR 5 HOURS PER WEEK; WILL ASSIST HEARING AID PATIENTS WITH TECHNOLOGY AND CLEANING AND CHECKING HEARING DEVICES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Matthew Marvin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

July 16, 2014 - Present

M&M WEALTH MANAGEMENT, LLC

Office #1: 13410 Parker Commons Blvd Suite 101, Fort Myers, FL 33912

RIA

CRD#: 170859

Fort Myers, FL

Past

March 11, 2011 - June 20, 2014

J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC

RIA

CRD#: 124446

FORT MYERS, FL

Past

March 11, 2011 - June 20, 2014

J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177

FORT MEYERS, FL

Past

March 23, 2006 - March 15, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

FORT MYERS, FL

Past

March 22, 2006 - March 15, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

FORT MYERS, FL

Past

December 12, 2005 - February 6, 2006

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

BROADVIEW HEIGHTS, OH

Past

January 24, 2005 - February 6, 2006

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

January 24, 2005 - February 6, 2006

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(8/11/2021)

IAR

Florida
(7/16/2014)

IAR

Ohio
(7/21/2014)

IAR

Texas
(7/23/2021)

IAR

Wisconsin
(7/20/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/11/2006

Uniform Combined State Law Examination

General Industry/Product Exam

Series 31

Date: 7/22/2008

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 1/21/2005

General Securities Representative Examination

Current Firm

M&M WEALTH MANAGEMENT, LLC

M&M WEALTH MANAGEMENT, LLC | MARVIN, ERIC

CRD#: 170859 / SEC#:

Arizona

Registered Investment Advisory firm - (8/11/2021 Approved)

Florida

Registered Investment Advisory firm - (7/16/2014 Approved)

Ohio

Registered Investment Advisory firm - (7/21/2014 Approved)

Texas

Registered Investment Advisory firm - (7/23/2021 Conditional Restricted)

Wisconsin

Registered Investment Advisory firm - (7/20/2021 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

13410 Parker Commons Blvd Suite 101, Fort Myers, FL 33912

Mailing Address

Phone number

(239) 288-6542

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	171
AUM (Assets Under Management)	$ 71,650,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

IAR

Estero, FL

Steven Adelson

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Fort Myers, FL

Pamela Mahar

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

IAR

Fort Myers, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Eric M. Marvin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Matthew Marvin's CRS (Customer Relationship Summary).

Certified licenses

Experience

M&M WEALTH MANAGEMENT, LLC

J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC

J.P. TURNER & COMPANY, L.L.C.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MSI FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 4/11/2006

Series 31

Date: 7/22/2008

Series 7

Date: 1/21/2005

Current Firm

M&M WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

M&M WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors