Armando B. Herrera
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Armando Benjamin Herrera, who also goes by Armando B Herrera, was a registered financial professional .
Armando is a previously registered financial professional and started their career in finance in 2004. Armando had worked at 4 firms and has passed the Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 15, 2017 - November 23, 2020
HARRIS FINANCIAL ADVISORS, INC.
January 28, 2009 - August 1, 2011
DB SECURITIES SERVICES NJ INC.
October 25, 2005 - February 6, 2009
DEUTSCHE BANK SECURITIES INC.
September 23, 2004 - November 10, 2005
FIS BROKERAGE & SECURITIES SERVICES LLC
State Registrations and Notice Filings
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Exams
Current Firm
HARRIS FINANCIAL ADVISORS, INC.
CRD#: 107510 / SEC#: 801-45480
Contact information
Red Flags
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