Michael A. Villeneuve

AEGIS FINANCIAL

Oshkosh, WI 54902

Some features on this profile are disabled

CRD#: 4856232

Professional summary

Michael Allen Villeneuve, who also goes by Michael VIlleneuve, is a registered financial advisor currently at AEGIS FINANCIAL located in Oshkosh, Wisconsin.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Michael has worked at 8 firms and has passed the Series 66, Series 63, Series 7TO, Series 6TO, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael Villeneuve

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) AEGIS FINANCIAL. 530 N KOELLER ST, OSHKOSH, WI 54902. REGISTERED INVESTMENT ADVISOR. ASSOCIATE ADVISOR- SERVICE AND OPERATIONS. 172 HOURS/MO; 140 DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Allen Villeneuve's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 24, 2021 - Present

AEGIS FINANCIAL

Office #1: 530 N Koeller St, Oshkosh, WI 54902

RIA

CRD#: 305030

Oshkosh, WI

Past

October 31, 2019 - December 9, 2020

PRIVATE CLIENT SERVICES, LLC

CRD#: 120222

OSHKOSH, WI

Past

November 7, 2018 - October 4, 2019

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

OSHKOSH, WI

Past

March 1, 2018 - July 12, 2018

NATIONAL PLANNING CORPORATION

CRD#: 29604

LOS ANGELES, CA

Past

February 27, 2018 - July 12, 2018

INVEST FINANCIAL CORPORATION

CRD#: 12984

APPLETON, WI

Past

October 3, 2007 - December 4, 2015

NATIONAL PLANNING CORPORATION

CRD#: 29604

LOS ANGELES, CA

Past

October 3, 2007 - July 12, 2018

SII INVESTMENTS, INC.

CRD#: 2225

APPLETON, WI

Past

October 3, 2007 - July 12, 2018

INVESTMENT CENTERS OF AMERICA, INC.

CRD#: 16443

APPLETON, WI

Past

October 15, 2004 - November 29, 2006

WORLD GROUP SECURITIES, INC.

CRD#: 114473

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AEGIS FINANCIAL

AEGIS FINANCIAL | BOWMAN & COMPANY S.C. | ASCEND: POWERED BY AEGIS FINANCIAL | ASCEND

CRD#: 305030 / SEC#: 801-117229

RIA

Registered Investment Advisory firm - (8/21/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(7/2/2025)

IAR

Wisconsin
(3/24/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/16/2021

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/18/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/10/2024

General Securities Representative Examination

General Industry/Product Exam

Series 6TO

Date: 3/10/2024

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 7/12/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/17/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/14/2004

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/10/2024

General Securities Principal Examination

Current Firm

AEGIS FINANCIAL

AEGIS FINANCIAL | BOWMAN & COMPANY S.C. | ASCEND: POWERED BY AEGIS FINANCIAL | ASCEND

CRD#: 305030 / SEC#: 801-117229

RIA

Registered Investment Advisory firm - (8/21/2019 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

530 N Koeller St, Oshkosh, WI 54902

Mailing Address

Phone number

(920) 233-4650

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A-AEGIS FINANCIAL (10/2/2025)

Regulatory assets under management

Total Number of Accounts	1,781
AUM (Assets Under Management)	$ 418,956,017

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Augustine Hong

HIGHTOWER ADVISORS, LLC

IAR

Bradenton, FL

Richard Sabo

J. W. COLE ADVISORS, INC.

IAR

GIBSONIA, PA

Moira Wilkins

J.P. MORGAN SECURITIES LLC

Moline, IL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Michael A. Villeneuve

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Allen Villeneuve's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE CLIENT SERVICES, LLC

RAYMOND JAMES FINANCIAL SERVICES, INC.

NATIONAL PLANNING CORPORATION

INVEST FINANCIAL CORPORATION

NATIONAL PLANNING CORPORATION

SII INVESTMENTS, INC.

INVESTMENT CENTERS OF AMERICA, INC.

WORLD GROUP SECURITIES, INC.

Primary Firm SEC Registration

AEGIS FINANCIAL

State Registrations and Notice Filings

Exams

Series 66

Date: 2/16/2021

Series 63

Date: 10/18/2004

Series 7TO

Date: 3/10/2024

Series 6TO

Date: 3/10/2024

SIE

Date: 7/12/2018

Series 7

Date: 10/17/2007

Series 6

Date: 10/14/2004

Series 24

Date: 3/10/2024

Current Firm

AEGIS FINANCIAL

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AEGIS FINANCIAL

TRUST BUT VERIFY

Similar Advisors