Stephen R. Hansen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Ralph Hansen, who also goes by Stephen R Hansen, was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 2005. Stephen had worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 1, 2020 - January 22, 2025
SEAPORT GLOBAL SECURITIES LLC
February 4, 2019 - June 11, 2020
J.P. MORGAN SECURITIES LLC
October 7, 2010 - January 11, 2019
SEAPORT GLOBAL SECURITIES LLC
January 21, 2010 - June 10, 2010
SEAPORT GLOBAL SECURITIES LLC
September 29, 2005 - March 10, 2009
SEAPORT GLOBAL SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
SEAPORT GLOBAL SECURITIES LLC
CRD#: 116270 / SEC#: , 8-53535
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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