Sonia L. Wasniak-bohn

NICOLET WEALTH MANAGEMENT

Oshkosh, WI 54904

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CRD#: 4856205

Professional summary

Sonia L Wasniak-bohn, CFP®, who also goes by Sonia L Voigtlander, Sonia L Wasniak, is a registered financial advisor currently at NICOLET WEALTH MANAGEMENT located in Oshkosh, Wisconsin and PRIVATE CLIENT SERVICES, LLC located in Oshkosh, Wisconsin.

Sonia is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Sonia has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sonia L Voigtlander | Sonia L Wasniak

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) BDD CUSTOM. 468 LESKEY ST. BERLIN, WI 54923. MOTORCYCLE ACCESSORIES. MARKETING. 1 HOURS/MO; 0 DURING TRADING HOURS. 2) NICOLET ADVISORY SERVICES LLC. 550 N GREEN BAY RD, NEENAH, WI 54956. INVESTMENT ADVISORY SERVICES. FINANCIAL ADVISOR. 40 HRS/MO; 40 DURING TRADING HRS. 3) MARTIAL ARTS AMERICA. 109 W HURON ST, BERLIN, WI 54923. MARTIAL ARTS STUDIO/KARATE CLASSES. ASSISTANT INSTRUCTOR-ASSIST IN TEACHING CLASSES. 5 HRS/MO; 0 DURING TRADING HRS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sonia L Wasniak-bohn's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2022

Experience

Current

September 13, 2019 - Present

NICOLET WEALTH MANAGEMENT

Office #1: 1041 N Westhaven Dr, Oshkosh, WI 54904

RIA

CRD#: 283940

Oshkosh, WI

Current

September 13, 2019 - Present

PRIVATE CLIENT SERVICES, LLC

Office #1: 1041 N Westhaven Dr, Oshkosh, WI 54904

RIA

CRD#: 120222

Oshkosh, WI

Past

November 30, 2010 - August 27, 2019

U.S. BANCORP INVESTMENTS, INC.

RIA

CRD#: 17868

OSHKOSH, WI

Past

February 22, 2010 - August 27, 2019

U.S. BANCORP INVESTMENTS, INC.

CRD#: 17868

OSHKOSH, WI

Past

July 6, 2005 - February 22, 2010

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

OSHKOSH, WI

Past

September 24, 2004 - July 6, 2005

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NICOLET WEALTH MANAGEMENT

NICOLET ADVISORY SERVICES, LLC | NICOLET WEALTH MANAGEMENT, LLC | NICOLET WEALTH MANAGEMENT

CRD#: 283940 / SEC#: 801-108012

RIA

Registered Investment Advisory firm - (8/5/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(8/20/2020)

Idaho
(10/22/2024)

Michigan
(2/10/2021)

Wisconsin
(9/13/2019)

IAR

Wisconsin
(9/13/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/29/2010

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/29/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/20/2010

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/23/2004

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

NICOLET WEALTH MANAGEMENT

NICOLET ADVISORY SERVICES, LLC | NICOLET WEALTH MANAGEMENT, LLC | NICOLET WEALTH MANAGEMENT

CRD#: 283940 / SEC#: 801-108012

RIA

Registered Investment Advisory firm - (8/5/2016 Approved)

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Contact information

Main Address

111 N. Washington Street, Green Bay, WI 54301

Mailing Address

Phone number

(920) 430-1400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NWM - RETIREMENT PLAN SERVICES (3/28/2025)

WRAP FEE BROCHURE FOR NICOLET ADVISORY SERVICES, LLC (3/28/2025)

Regulatory assets under management

Total Number of Accounts	8,809
AUM (Assets Under Management)	$ 3,849,158,087

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Sonia L. Wasniak-bohn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sonia L Wasniak-bohn's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE CLIENT SERVICES, LLC

U.S. BANCORP INVESTMENTS, INC.

U.S. BANCORP INVESTMENTS, INC.

CHASE INVESTMENT SERVICES CORP.

BANC ONE SECURITIES CORPORATION

Primary Firm SEC Registration

NICOLET WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 11/29/2010

Series 63

Date: 10/29/2004

SIE

Date: 10/1/2018

Series 7

Date: 10/20/2010

Series 6

Date: 9/23/2004

FINRA

Current Firm

NICOLET WEALTH MANAGEMENT

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NICOLET WEALTH MANAGEMENT

TRUST BUT VERIFY

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