Kendall J. Rantowich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kendall James Rantowich, who also goes by Ken Rantowich, Kenny Rantowich, was a registered financial professional .
Kendall is a previously registered financial professional and started their career in finance in 2004. Kendall had worked at 11 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 26, 2017 - April 10, 2019
ALLSTATE FINANCIAL ADVISORS, LLC
September 26, 2017 - April 10, 2019
ALLSTATE FINANCIAL SERVICES, LLC
February 15, 2017 - October 31, 2017
CETERA ADVISORS LLC
February 14, 2017 - October 31, 2017
CETERA ADVISORS LLC
October 1, 2012 - January 11, 2017
J.P. MORGAN SECURITIES LLC
October 1, 2012 - January 11, 2017
J.P. MORGAN SECURITIES LLC
November 14, 2011 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
November 14, 2011 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
November 20, 2009 - November 11, 2011
FIRST ALLIED SECURITIES, INC.
September 9, 2009 - December 1, 2011
WIN TEAM ADVISORY SERVICES
September 3, 2009 - November 11, 2011
FIRST ALLIED SECURITIES, INC.
June 19, 2009 - October 7, 2009
NEWPORT WEALTH ADVISORS, INC.
January 4, 2008 - December 31, 2008
NEWPORT WEALTH ADVISORS, INC.
October 8, 2007 - December 31, 2007
NEWPORT WEALTH ADVISORS, INC.
August 28, 2007 - September 4, 2009
CAPITAL GROWTH RESOURCES
December 8, 2004 - August 23, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
December 8, 2004 - July 3, 2006
IDS LIFE INSURANCE COMPANY
December 8, 2004 - August 23, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
Contact information
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 280 |
| AUM (Assets Under Management) | $ 82,015,793 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
