Brian S. Maksymowicz
Professional summary
Brian Scott Maksymowicz is a registered financial professional currently at TCBI SECURITIES, INC. located in Dallas, Texas.
Brian is registered as a RR (Registered Representative) and started their career in finance in 2004. Brian has worked at 6 firms and has passed the Series 63, Series 7TO, Series 99TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian Scott Maksymowicz's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 23, 2022 - Present
TCBI SECURITIES, INC.
Office #1: 2000 Mckinney Avenue Suite 700, Dallas, TX 75201December 20, 2016 - June 21, 2021
BRIGHTHOUSE SECURITIES, LLC
June 30, 2016 - March 6, 2017
METLIFE INVESTORS DISTRIBUTION COMPANY
June 23, 2008 - June 30, 2016
MSI FINANCIAL SERVICES, INC.
January 12, 2006 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
January 12, 2006 - June 20, 2008
MSI FINANCIAL SERVICES, INC.
October 13, 2004 - March 9, 2005
SECURIAN FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/23/2022)
Exams
Series 7TO
Date: 4/11/2023
General Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
TCBI SECURITIES, INC.
CRD#: 313304 / SEC#: , 8-70682
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TEXAS CAPITAL BANCSHARES, INC. | OWNER | |
| ALVARADO, ANNA MARIA | DIRECTOR | 4433966 |
| COLPITTS, JOEL BRIAN | PRINCIPAL FINANCIAL OFFICER AND FIN/OP | 2376942 |
| GENYK, STEVEN | MUNICIPAL SECURITIES PRINCIPAL | 2324120 |
| HOLMES, ROBERT C | DIRECTOR | 2948416 |
| HOVERMAN, DANIEL STEPHENS | DIRECTOR, PRESIDENT | 5281289 |
| OMAN, DAVID | DIRECTOR | 5685397 |
| RIVERA, JASON | CHIEF COMPLIANCE OFFICER | 5010925 |
| SCURLOCK, JOHN MATTHEW | DIRECTOR | 7521986 |
Red Flags
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Company Information
TCBI SECURITIES, INC.
CRD#: 313304Dallas, TX 75201TRUST BUT VERIFY
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