Bradley C. Lawson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bradley Clarence Lawson, who also goes by Brad Lawson, was a registered financial professional .
Bradley is a previously registered financial professional and started their career in finance in 2005. Bradley had worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 22, 2009 - August 14, 2021
POINT DEFIANCE CAPITAL MANAGEMENT LLC
January 5, 2005 - September 30, 2008
KETTLE CREEK INVESTMENT PARTNERS, LP
State Registrations and Notice Filings
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Current Firm
POINT DEFIANCE CAPITAL MANAGEMENT LLC
CRD#: 150627 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
